| 14-00959 | 11/09/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Jeffrey Gianelli
Respondent Lawyers(s): Jeffrey J. Gianelli
Arbitrator(s): Nancy E. Watters
Hearing Site: Boston, MA
| | |
| 14-02589 | 11/09/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Jon Gilstrap
Respondent Lawyers(s): Jon Russel Gilstrap
Arbitrator(s): John R. Loss
Hearing Site: St. Louis, MO
| | |
| 10-05704 | 11/03/2015 | Claimant(s): Rajyalakshmi Ramachandran, Viswanathan Ramachandran
Claimant Lawyers(s): Viswanathan Ramachandran
Respondent(s): Judy Wee, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kiki L. Taylor
Arbitrator(s): James M. Baumann, Christine Costigan, Leona Beane
Hearing Site: New York, NY
|  | $0 |
| 12-03215 | 10/27/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Littman
Respondent(s): Rino Schena
Respondent Lawyers(s): Adam S. Hall
Arbitrator(s): John J. Hearn, Elena G. Rodriguez, George R. DeLoach
Hearing Site: Miami, FL
| | |
| 14-00720 | 10/22/2015 | Claimant(s): Barbara Sellick
Claimant Lawyers(s): Barbara M. Sellick
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Teri L. Danish
Arbitrator(s): Jay Lawrence Witkin, Holly A. Hart, Joseph E. Mais
Hearing Site: Phoenix, AZ
| | |
| 14-00610 | 10/02/2015 | Claimant(s): Glissette Colon, Raul Aranguren Riesgo
Claimant Lawyers(s): Alfonso Fernandez
Respondent(s): Andres Lewowicz, Juan Herrans, Merrill Lynch Pierce Fenner & Smith Inc., Richard Reiss
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Elena G. Rodriguez, Jonathan H. Parker, Reinaldo Royo
Hearing Site: San Juan, PR
| | Expungement |
| 13-03472 | 10/01/2015 | Claimant(s): George Moore
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Arnold I. Loew, Victoria G.A. Willingham, Carl Henry Perdue
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-01408 | 09/28/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Douglas Schroeder
Respondent Lawyers(s): Wesley T. Dunaway
Arbitrator(s): Raymond E. Cornelius
Hearing Site: Orlando, FL
| | |
| 15-00352 | 09/24/2015 | Claimant(s): Jeffrey Kozial, Jeffrey Kozial as Personal Rep of Estate, Jeffrey Kozial as Ttee of the Edward W.
Claimant Lawyers(s): Sara Hanley
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 14-00399 | 09/18/2015 | Claimant(s): Denise Devenuto, Nandy Sarda, Denise Devenuto Living Trust Agreement, Nandy M. Sarda Living Trust dtd 12/20/06
Claimant Lawyers(s): Zala Forizs
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Rocha
Respondent Lawyers(s): Megan Dagerman
Arbitrator(s): M. Nelson Segel, Joyce L. Hurley, Eli Gabay
Hearing Site: Las Vegas, NV
| | Expungement |
