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FINRA Awards for Jeffrey Kozial

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0035209/24/2015Claimant(s): Jeffrey Kozial, Jeffrey Kozial as Personal Rep of Estate, Jeffrey Kozial as Ttee of the Edward W.
Claimant Lawyers(s): Sara Hanley
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Ft. Lauderdale, FL
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