| 15-00880 | 11/04/2016 | Claimant(s): Deborah Adeimy
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janelle M. Ahnert
Arbitrator(s): James W. Geiger, Carolyn E. Moore, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | |
| 16-00531 | 10/24/2016 | Claimant(s): Anna Hostrop, William Rapp, Estate of Virginia Venable Rapp
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ariel Gursky
Arbitrator(s): Roger L Gavan, David John Reilly, Sara Kula
Hearing Site: New York, NY
|  | Dismissed by Rule 12206 |
| 15-02023 | 10/19/2016 | Claimant(s): Mohamed Ahmed, Mohamed Ahmed IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Barbara M. Zak, Morris S. Getzels, Robert B. Hansohn
Hearing Site: Las Vegas, NV
| | Expungement |
| 14-02984 | 10/17/2016 | Claimant(s): Jean Kulsrud
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Lavon C. Phillips, Phyllis Karasov, Frank Abramson
Hearing Site: Minneapolis, MN
| | Expungement |
| 15-00268 | 10/14/2016 | Claimant(s): Bradley Finegold
Claimant Lawyers(s): Albert M. Kun
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Thomas White
Respondent Lawyers(s): Spencer Persson
Arbitrator(s): Linda M. McCoy, Dean J. Dietrich, Brandon Keith Hemley
Hearing Site: San Francisco, CA
| | $0 |
| 14-03246 | 10/11/2016 | Claimant(s): Emil Soltis
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Theresa R. Joyner, Morton S. Bunis, Ariel Berschadsky
Hearing Site: Newark, NJ
| | Expungement |
| 16-00467 | 10/10/2016 | Claimant(s): Harold Sherman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Timothy B. Atkins
Arbitrator(s): Marc T. Danon, Raymond E. Cornelius, Richard Merritt Langway
Hearing Site: Orlando, FL
| | Expungement |
| 15-00553 | 10/07/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Roman Reed, Victor Barrionuevo
Respondent Lawyers(s): Paul D. Flack
Arbitrator(s): Thomas A. Cipolla, Bertrand C. Moser, Marjorie C. Johnson
Hearing Site: Houston, TX
| | |
| 14-02430 | 09/06/2016 | Claimant(s): Michael Consolo
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Michael Nathanson, Raymond P. Buschmann
Hearing Site: Chicago, IL
| | Expungement |
| 15-02670 | 08/22/2016 | Claimant(s): Sean Hunter
Claimant Lawyers(s): Sean S Hunter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janell M. Ahnert
Arbitrator(s): Herbert Leslie Greenberg, Anthony D. DeToro, Noel Harvey Applebaum
Hearing Site: Los Angeles, CA
| | |
