| 23-02860 | 08/30/2024 | Claimant(s): Paul Padovani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christopher M. Sacco, Kathryn D. Perreault, Trae D. Meyr
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
| | |
| 24-01066 | 08/28/2024 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Andrew DeLucia
Respondent(s): Michael Magruder
Respondent Lawyers(s): Michael Edwin Magruder
Arbitrator(s): Robert H. Putnam
Hearing Site: Birmingham, AL
| | |
| 21-01002 | 07/24/2024 | Claimant(s): The Estate of Joyce Fabian
Claimant Lawyers(s): Sam A. Silverstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ellen Sessions
Arbitrator(s): Jill Pilgrim, Kimberly C. Lawrence, Thomas M. Madden
Hearing Site: New York, NY
|  | $777,370 |
| 23-02888 | 07/15/2024 | Claimant(s): Clayton Gibson
Claimant Lawyers(s): Alex Padla
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 23-00813 | 07/01/2024 | Claimant(s): Kristine Winger Ottomano, Peter Ottomano
Claimant Lawyers(s): William M. Pinzler
Respondent(s): John Barrett, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | $0 |
| 23-02812 | 06/25/2024 | Claimant(s): Levent Bayrasli
Claimant Lawyers(s): Alex Padla
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deirdre Wolff, Katelyn H. Wilson
Arbitrator(s): Gregory J. Spadea
Hearing Site: Philadelphia, PA
| | |
| 23-00256 | 06/21/2024 | Claimant(s): Maria Cristina Donnelly
Claimant Lawyers(s): David Cook
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Justin Opitz
Arbitrator(s): Sherry R. Wetsch, Maryanne M. Esser, Allan R. Lazor
Hearing Site: Houston, TX
| | $0 |
| 23-01387 | 06/18/2024 | Claimant(s): Michael Schenking
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
| | |
| 23-02612 | 06/14/2024 | Claimant(s): Jeffrey Lashley
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John Murphy, Katelyn H. Wilson
Arbitrator(s): John W. Jones, David A. Schuler, Jeremy Deeken
Hearing Site: Kansas City, MO
| | |
| 23-02849 | 06/14/2024 | Claimant(s): Gordon Davis
Claimant Lawyers(s): Nathan W. Lamb
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Richard S. Zaifert
Hearing Site: Raleigh, NC
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