| 20-00191 | 07/17/2020 | Claimant(s): Jason Latos
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): J.P. Morgan Securities Inc
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
| 19-00077 | 05/12/2020 | Claimant(s): Amit Mehrotra
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Roger Loeb, Judith B Weinstock, Gerald M. Levine
Hearing Site: New York, NY
| | |
| 19-02073 | 01/13/2020 | Claimant(s): Paul Campbell
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
| 19-01987 | 12/20/2019 | Claimant(s): David McIlroy
Claimant Lawyers(s): Susan M. Kelleher
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
| 19-00940 | 09/17/2019 | Claimant(s): Andrew Corrigan
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
| 18-03225 | 03/12/2019 | Claimant(s): John Nelson
Claimant Lawyers(s): Jordan D. Becker
Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey Rodgers, Thomas J. Cahill
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
| 17-01867 | 09/13/2018 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Darren Haines
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): Anthony J. Raimondi, Richard E. Castiglioni, Gerald M. Levine
Hearing Site: New York, NY
| | |
| 17-01550 | 08/28/2018 | Claimant(s): Kimberly Ambrosio, Luigi Ambrosio, Rose Marie Ambrosio
Claimant Lawyers(s): David J. Sutton
Respondent(s): Ladenburg Thalmann & Co. Inc., Ladenburg Thalmann Asset Management
Respondent Lawyers(s): Michael D. Handelsman
Arbitrator(s): Dan Brecher, Roy Lukins Rowsell, Gerald M. Levine
Hearing Site: New York, NY
|  | Expungement |
| 16-03304 | 02/27/2018 | Claimant(s): Erich Ledermann
Claimant Lawyers(s): Erich Ledermann
Respondent(s): Alexander Kibrik
Respondent Lawyers(s): Alexander Kibrik
Arbitrator(s): Betty Chen, Edmund Timothy Donovan, Gerald M. Levine
Hearing Site: New York, NY
| | $419,080 |
| 16-01247 | 11/23/2016 | Claimant(s): Sonal Patney
Claimant Lawyers(s): Sonal Loomba Patney
Respondent(s): Joel Matcovsky, Ralph DiFiore, Chatsworth Securities LLC
Respondent Lawyers(s): Joel J. Matcovsky, Ralph DiFiore
Arbitrator(s): Brian J. Burstin, Gerald M. Levine
Hearing Site: New York, NY
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