Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01124 | 11/16/2021 | Claimant(s): Curtis D. Hertel Rev Liv Trust Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Sandlapper Securities Respondent Lawyers(s): Trevor L. Gordon Arbitrator(s): Michael Lau, Melanie S. Cherdack, Maria Rosa Scalone Hearing Site: Boca Raton, FL |  | $205,488 |
| 19-03743 | 05/25/2021 | Claimant(s): Accurate Building Co. LLC Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Four Points Capital Partners LLC Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Robert H. Putnam, Patricia Ann Tracey, Denise Morris Hammond Hearing Site: Columbia, SC | | Expungement |
| 20-01894 | 05/21/2021 | Claimant(s): William Nichols Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA | | Dismissed by Rule 12206 |
| 20-01621 | 04/26/2021 | Claimant(s): Patrick Peterson Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): James A. Parker Hearing Site: Houston, TX | | Expungement |
| 20-04030 | 04/20/2021 | Claimant(s): Harvey Langford, Michael Langford Claimant Lawyers(s): Kristian Kraszewski Respondent(s): AXA Advisors Respondent Lawyers(s): Johan E. Tatoy Arbitrator(s): Joseph Neal Richardson Hearing Site: Birmingham, AL | | Dismissed by Rule 12206 |
| 20-02045 | 02/09/2021 | Claimant(s): Charles Rizzo, Linda Rizzo, Linda P. Currier Living Trust Claimant Lawyers(s): Kristian Kraszewski Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | | Expungement |
| 20-01510 | 12/04/2020 | Claimant(s): Betty Flynn, Ronald Flynn Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | | Dismissed by Rule 12206 |
| 19-01791 | 11/17/2020 | Claimant(s): Mohamad Alhalabi Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers, Jr Arbitrator(s): Philip J. Glick Hearing Site: St. Louis, MO | | Dismissed |
| 18-01388 | 04/24/2020 | Claimant(s): MTM Nevada Holdings Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Thomas Joseph Atkinson, Louise B. Zeuli, Irwin Venick Hearing Site: Nashville, TN | | Settlement |
| 19-01306 | 03/02/2020 | Claimant(s): Thomas Domke Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | | Expungement |