| 11-02112 | 12/07/2011 | Claimant(s): Michael Riniker, Patricia Riniker
Claimant Lawyers(s): Patricia A. Riniker
Respondent(s): Locust Street Securities.
Respondent Lawyers(s): Jim Garvey
Arbitrator(s): James F. Carlson, Leon Fox, Ruth Ann Kubancek
Hearing Site: Chicago, IL
|  | Dismissed by Rule 12206 |
| 10-02769 | 12/05/2011 | Claimant(s): Diane M. Deiss Living Trust
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Daniel Czapla, Merrill Lynch Pierce Fenner & Smith Inc., William Schellenberger
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Rody P. Biggert, John M. Kramer, Edward Louis Koven
Hearing Site: Chicago, IL
| | $0 |
| 11-01918 | 12/02/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): James Pihaly
Respondent Lawyers(s): James Richard Pihaly
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
| | |
| 10-04208 | 11/21/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Eli Kirschner
Respondent(s): Christian Habitz
Respondent Lawyers(s): Sarah Allison
Arbitrator(s): David A. Youngerman
Hearing Site: Chicago, IL
| | |
| 10-05040 | 11/17/2011 | Claimant(s): Florian Wisniewski, Marilyn Wisniewski
Claimant Lawyers(s): Banjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Stephen C. Esposito
Hearing Site: Chicago, IL
| | Expungement |
| 10-04822 | 10/26/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Amarjeet Singh
Respondent Lawyers(s): Amarjeet Singh
Arbitrator(s): Donald W. Cohen
Hearing Site: Chicago, IL
| | |
| 09-04970 | 10/24/2011 | Claimant(s): Debbie Kuerth, Steve Kuerth
Claimant Lawyers(s): David Neuman
Respondent(s): Jon Pearn
Respondent Lawyers(s): Carla B. Minckley
Arbitrator(s): Lee H. Goodman, Michael Stephen Knight, James A. Murphy
Hearing Site: Chicago, IL
| | Expungement |
| 10-03323 | 10/14/2011 | Claimant(s): Kumar Desai, Subodh Desai
Claimant Lawyers(s): F. Homi Cooper
Respondent(s): New England Securities, Metlife Securities.
Respondent Lawyers(s): Mark J. Crandley
Arbitrator(s): Michael Nathanson, Raymond P. Buschmann, Jerome K. Rumps
Hearing Site: Chicago, IL
| | $0 |
| 10-00690 | 10/05/2011 | Claimant(s): Regal Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Randy Millen
Respondent Lawyers(s): Randy Millen
Arbitrator(s): Donald W. Cohen, Linda A. Pawlisz, Sondra Sellars
Hearing Site: Chicago, IL
| | |
| 10-05156 | 09/28/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Jennifer Adorjan
Respondent Lawyers(s): Jennifer S. Adorjan
Arbitrator(s): Sanford J. Prizant, Lee H. Goodman, Irving A. Chesler
Hearing Site: Chicago, IL
| | |
