| 12-03141 | 04/16/2013 | Claimant(s): James Zastrow, UBS Financial Services Inc.
Claimant Lawyers(s): Payne L. Templeton
Respondent(s): Mirzi T. Maras Revocable Trust
Respondent Lawyers(s): Jacob H. Zamansky
Arbitrator(s): Robert W. Edler, Theodore W. Wrobleski, Michael Stephen Knight
Hearing Site: Chicago, IL
| | Expungement |
| 10-05681 | 06/21/2012 | Claimant(s): James Gibbs
Claimant Lawyers(s): James P. Baker
Respondent(s): Max Aten, Valic Financial Advisors.
Respondent Lawyers(s): Randall L. Mitchell
Arbitrator(s): Sheldon I. Saitlin, Mary A. Duffy, Michael Stephen Knight
Hearing Site: Chicago, IL
| | |
| 09-04970 | 10/24/2011 | Claimant(s): Debbie Kuerth, Steve Kuerth
Claimant Lawyers(s): David Neuman
Respondent(s): Jon Pearn
Respondent Lawyers(s): Carla B. Minckley
Arbitrator(s): Lee H. Goodman, Michael Stephen Knight, James A. Murphy
Hearing Site: Chicago, IL
|  | Expungement |
| 06-05235 | 03/11/2008 | Claimant(s): Gary Weglarz
Claimant Lawyers(s): Leslie A Blau
Respondent(s): Donna Bellamy, Wayne Dennis, Woodbury Financial Services.
Respondent Lawyers(s): John D. Ryan, Marshall L. Blankenship
Arbitrator(s): Michael S. Matek, John W. Jerak, Michael Stephen Knight
Hearing Site: Chicago, IL
| | $0 |
| 06-04869 | 11/08/2007 | Claimant(s): A. Flannery, Tolman Flannery
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Wachovia Securities, William Muehlhauser
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Ronald B. Schwartz, Ann Breen-Greco, Michael Stephen Knight
Hearing Site: Chicago, IL
| | $293,660 |
