Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03832 | 03/08/2021 | Claimant(s): Jeffrey Sadur Claimant Lawyers(s): Jeffrey R. Sadur Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL |  | $0 |
| 20-02747 | 03/03/2021 | Claimant(s): Charles Sleezer Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 20-02163 | 02/11/2021 | Claimant(s): Scott Smith Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 20-01720 | 02/09/2021 | Claimant(s): Wesley Tate Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 20-02259 | 02/09/2021 | Claimant(s): Kraig Mickelsen Claimant Lawyers(s): David A. Genelly Respondent(s): Ausdal Financial Partners. Respondent Lawyers(s): Daniel A. Hetzel Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 20-01622 | 02/03/2021 | Claimant(s): David Eidell, Derek Christian Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 20-02067 | 02/01/2021 | Claimant(s): Peter Schallmoser Claimant Lawyers(s): Peter A. Schallmoser Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Jerome F. Crotty, Thomas P. Valenti, Alicia Hilton Hearing Site: Chicago, IL | ||
| 20-01832 | 01/26/2021 | Claimant(s): Matthew Kneifl Claimant Lawyers(s): Gregory Simon Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 20-01712 | 01/14/2021 | Claimant(s): Brian Kasal Claimant Lawyers(s): Joshua Kons Respondent(s): Morgan Stanley, William Blair & Company L.L.C. Respondent Lawyers(s): Andrew Gelfand, Esq., Christopher D. Seps Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL | ||
| 20-01789 | 01/14/2021 | Claimant(s): Kyle Stone Claimant Lawyers(s): Gregory B. Simon Respondent(s): Edward Jones Respondent Lawyers(s): Annie Zaffuto Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL |