| 16-00715 | 06/22/2018 | Claimant(s): Alon Shaked, Elvira Corkidi, Jacobo Bender, Joel Bender, Lorraine Shaked, Raquel Bender, Salmon Abadi, Sara Bender, AC PR Investments LLC, Caribbean Retail Ventures., YY Children LLC, YY Family LLC, The Abadi Corkidi Family Trust, The Fideicomiso Jr Bender - 1, The Shaked Bender Children Trust, The Shaked Bender Family Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis, Wes Holston
Arbitrator(s): Ron Pekoe, Don G Miller, John B. Sochacki
Hearing Site: San Juan, PR
|  | $4,286,450 |
| 17-02798 | 06/15/2018 | Claimant(s): David Levine
Claimant Lawyers(s): David I. Hantman
Respondent(s): Ameriprise Financial Services., UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono, Howard M. Klausmeier
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
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| 17-03347 | 06/08/2018 | Claimant(s): Laurie Barry
Claimant Lawyers(s): William P. Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
| | |
| 17-02453 | 05/31/2018 | Claimant(s): Louis Paster, Paul Tashima
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Robert S. Sugarman
Hearing Site: Chicago, IL
| | |
| 17-02503 | 05/31/2018 | Claimant(s): Amanda Glanz
Claimant Lawyers(s): Eric Litow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Catherine Stewart
Hearing Site: Newark, NJ
| | |
| 17-01811 | 05/30/2018 | Claimant(s): Gregory Golding
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
| | |
| 15-02205 | 05/25/2018 | Claimant(s): Amy Mader, Florencio Merced, Miguel Mader, Solimar Burgos
Claimant Lawyers(s): Luis E. Minana, W. Scott Greco
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Donald F. Winningham, Guillermo J. Bobonis
Arbitrator(s): Monica I. Salis, Leonard Michael Cusano, Joseph Neal Richardson
Hearing Site: San Juan, PR
| | $609,500 |
| 15-02530 | 05/23/2018 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Benjamin Marcano
Respondent Lawyers(s): Jarrod J. Malone
Arbitrator(s): Susan C. Lushing, George Sommerfeld, Gayle S. Sanders
Hearing Site: New York, NY
| | |
| 17-03143 | 05/21/2018 | Claimant(s): Thomas Lieser
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Stephen P. Calardo
Hearing Site: Cincinnati, OH
| | |
| 18-00739 | 05/18/2018 | Claimant(s): Owen McBride
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Gregory G. Gocek
Hearing Site: Cleveland, OH
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