Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02267 | 12/19/2011 | Claimant(s): Jennifer Cross Claimant Lawyers(s): Benjamin Lapin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi Spallina Arbitrator(s): J. Maxwell Williams Hearing Site: Memphis, TN |  | Expungement |
| 10-02325 | 12/14/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T. Roche Respondent(s): Frank Bodi Respondent Lawyers(s): Harry O. Channon Arbitrator(s): Mitchell B. Goldberg Hearing Site: Cleveland, OH | ||
| 11-03177 | 12/14/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Steven P. Pherson Respondent(s): Christopher Guenther Respondent Lawyers(s): Christopher R. Guenther Arbitrator(s): Frank C. Fogl Hearing Site: Cleveland, OH | ||
| 10-02215 | 12/12/2011 | Claimant(s): Frederick Horn Claimant Lawyers(s): Janice L. Malecki Respondent(s): James Carey, UBS Financial Services Inc., Margaret Carey Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Abigail J. Pessen, Eugene G. P. Byrne, Scott W. Mulford Hearing Site: New York, NY | | Expungement |
| 11-02118 | 12/09/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Aileen D'Agostino Respondent Lawyers(s): Aileen D'Agostino Arbitrator(s): Roman S. Gribbs Hearing Site: Detroit, MI | ||
| 10-04150 | 11/29/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Joshua S. Bratspies Respondent(s): Steven Fried Respondent Lawyers(s): Steven Fried Arbitrator(s): Sid Braufman Hearing Site: Newark, NJ | ||
| 10-05526 | 11/25/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael F. Braun Respondent(s): Jeffrey Goodman Respondent Lawyers(s): Jeffrey S. Goodman Arbitrator(s): Steven P. Gregory Hearing Site: Nashville, TN | ||
| 10-03063 | 11/23/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T. Roche Respondent(s): Mark Wood Respondent Lawyers(s): Mark S. Wood Arbitrator(s): Frederick Michael Switzer Hearing Site: Kansas City, MO | ||
| 11-02283 | 11/22/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Humbert Michini Respondent Lawyers(s): Humbert A. Michini Arbitrator(s): Richard J. Kaplan Hearing Site: Boca Raton, FL | ||
| 10-03268 | 11/18/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael W. Starr Respondent(s): David Crook Respondent Lawyers(s): David Crook Arbitrator(s): Arthur L. Tepper Hearing Site: Atlanta, GA |