| 16-03624 | 03/19/2018 | Claimant(s): Travis Barnes, Barnes Benefit Consultants, Barnes Capital Advisors, Barnes Holdings.
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Miron Allen, Allen Mooney & Barnes Brokerage Services, Allen Mooney & Barnes Client Services, Allen Mooney & Barnes Investment Advisor
Respondent Lawyers(s): Peter N. Farley
Arbitrator(s): Roger W. Van Deusen, Gerald Thomas Harper, Daniel Patrick Gimmy
Hearing Site: Jacksonville, FL
| | |
| 17-01732 | 03/16/2018 | Claimant(s): Daniel Ciez
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Fairchild Financial Group., First Allied Securities.
Respondent Lawyers(s): Domingas Tavares, Jeremy Wooden
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
| | |
| 16-02685 | 03/05/2018 | Claimant(s): Michael Byrd IRA
Claimant Lawyers(s): David Liebrader
Respondent(s): Stephen Oliveira, Equinox Securities.
Respondent Lawyers(s): Stephen Michael Oliveira
Arbitrator(s): Ian S. Greig
Hearing Site: Jacksonville, FL
|  | $0 |
| 16-02959 | 02/08/2018 | Claimant(s): Linda Oakley TTE of L.Oakley Living Trst
Claimant Lawyers(s): Michael Hill
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Karl A. Vogeler, Andrew Michael Bonderud, Bobby R Wimberly
Hearing Site: Jacksonville, FL
| | $0 |
| 17-01866 | 01/29/2018 | Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Richard R. Logsdon, Gerald Thomas Harper, Joseph Albert Sharpe
Hearing Site: Jacksonville, FL
| | |
| 16-03306 | 11/14/2017 | Claimant(s): Jules Gerding, Karen Gerding
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): William H. Fleece, Kenneth R. Starr, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | Expungement |
| 16-00147 | 02/01/2017 | Claimant(s): Joyce Mccrea, Justin Mccrea, Keith Mccrea, Willam Lashlee, The 2010 Mccrea Family Revocable Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Source Capital Group.
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Gregory D. Hoffmann, Cindy L. Anderson, Laverne Lewis Gaskins
Hearing Site: Jacksonville, FL
| | $1,104,630 |
| 15-02777 | 01/20/2017 | Claimant(s): Donnie Pate
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Alan Krim
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Mark R. Topper
Hearing Site: Jacksonville, FL
| | Expungement |
| 15-00721 | 10/13/2016 | Claimant(s): Vincent Caposino
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter M. Chena
Arbitrator(s): Richard W. Thornburg, Theodore Haynes, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | $0 |
| 15-01423 | 09/30/2016 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn D. Shaw
Respondent(s): William Van Ormer
Respondent Lawyers(s): William A. Van Ormer
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Jacksonville, FL
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