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FINRA Awards for Richard W. Thornburg

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0072110/13/2016Claimant(s): Vincent Caposino
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter M. Chena
Arbitrator(s): Richard W. Thornburg, Theodore Haynes, Brian Michael Kane
Hearing Site: Jacksonville, FL
Checkmark Icon$0
08-0191809/30/2010Claimant(s): Thomas Collins
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Richard W. Thornburg, Harvey Alan Blicksilver, John M. Richey
Hearing Site: Orlando, FL
Checkmark IconStipulated Award and Expungement
05-0425602/14/2008Claimant(s): Jose Rivera
Claimant Lawyers(s): Darren C. Blum
Respondent(s): John Elwin, Nicholas Natale, Granite Associates.
Respondent Lawyers(s): John D. Elwin, Nicholas A. Natale
Arbitrator(s): David P. Slater, Richard W. Thornburg, Thomas Roe Oldt
Hearing Site: Orlando, FL
Checkmark Icon$676,000

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