| 20-01268 | 09/09/2020 | Claimant(s): Ryan Hilliard
Claimant Lawyers(s): Ryan A. Hilliard
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Gayle B. Carlson
Hearing Site: Memphis, TN
|  | $0 |
| 19-00934 | 01/10/2020 | Claimant(s): Ronald Clark
Claimant Lawyers(s): Debra A Jenks
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
| | |
| 19-01860 | 12/30/2019 | Claimant(s): Larry Longhi
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): James Ray
Respondent Lawyers(s): James William Ray
Arbitrator(s): Nicholas John Taldone, Gayle B. Carlson, Isaac D. East
Hearing Site: Jacksonville, FL
| | $159,300 |
| 19-00679 | 10/02/2019 | Claimant(s): Marie Colbert
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
| | |
| 19-00876 | 08/19/2019 | Claimant(s): Sandra Barbato
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Jeffrey Villwock, Lanier Securities
Respondent Lawyers(s): Jeffrey C. Villwock
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
| | $0 |
| 16-03326 | 05/21/2019 | Claimant(s): Deborah Waldemar, Margaret Waldemar, Deborah Waldemar IRA
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): David M. Snyder, Gayle B. Carlson, Vlad Gerard Spitzer
Hearing Site: Tampa, FL
| | $115,975 |
| 17-01706 | 01/16/2019 | Claimant(s): Joseph Collins, The Joseph L. Collins Rollover IRA
Claimant Lawyers(s): Joseph L. Collins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Maurice M. Feller, Gayle B. Carlson, Christopher William Crowley
Hearing Site: Tampa, FL
| | Expungement |
| 17-00533 | 10/31/2017 | Claimant(s): Mark Smith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kurt T. Kalberer II.
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
| | |
| 16-03207 | 09/08/2017 | Claimant(s): Michael Jenkins, Edward D. Jones & Co..
Claimant Lawyers(s): Clinton J. Simpson
Respondent(s): Estate of Norma Johnson
Respondent Lawyers(s): Leslie Gates
Arbitrator(s): Muriel Desloovere, Gayle B. Carlson, Coleman Robert Perry
Hearing Site: Jackson, MS
| | Expungement |
| 16-02054 | 06/01/2017 | Claimant(s): Bethine Filion, B. Filion as Ben. of Bethine Filion IRA, B. Filion as Ben. of Richard Filion IRA, Filion Family Living Trust dtd 1/18/1992
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Garry Savage, Wall Street Strategies.
Respondent Lawyers(s): Garry N. Savage, Garry Nelson Savage
Arbitrator(s): Gayle B. Carlson, Frank Brenner, Walter William Blenner
Hearing Site: Tampa, FL
| | $769,300 |
