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FINRA Awards for Jason S. Haselkorn

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Displaying 11-20 out of 25 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0346306/05/2017Claimant(s): Paul Blum
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Robert J. Buchner, Donald Theodore Ryce, Justin M. Moore
Hearing Site: Boca Raton, FL
11-0042510/17/2014Claimant(s): Haydee de Cancio, Pablo Cancio
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Citigroup Global Markets., Juan Colon-Perea, Popular Securities.
Respondent Lawyers(s): Jason S. Haselkorn, Roberto C. Quinones-Rivera
Arbitrator(s): Monroe Mitchel, Stuart K. Furman, Robert G. Falbisaner
Hearing Site: San Juan, PR
Checkmark IconExpungement
12-0142306/27/2013Claimant(s): Ellen Gache, EBG Investments, LLP
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Levitt Capital Management
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Michael A. Levin, Perry Earl Phillips, Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
Checkmark Icon$0
11-0075810/04/2012Claimant(s): Carlos Perez
Claimant Lawyers(s): Marie Elsie Lopez-Adams
Respondent(s): Citigroup Global Markets., Juan Estarellas Sabater
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Bernard A. Becker, Stuart K. Furman, Guillermo A. Gleizer
Hearing Site: San Juan, PR
Checkmark Icon$25,300
11-0067006/07/2012Claimant(s): Francis Bolduc
Claimant Lawyers(s): Eric M. Rolinson
Respondent(s): Wells Fargo Advisors, Susan Baiocco
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Stuart K. Furman, Greg Knight, Jack A. Helms
Hearing Site: Orlando, FL
Checkmark IconExpungement
10-0316411/11/2011Claimant(s): William Johnson
Claimant Lawyers(s): William J. Johnson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Joseph J. Slotnik, Marie G. Peterson, Laurence V. Senn
Hearing Site: Boca Raton, FL
10-0138007/12/2011Claimant(s): Eleanor Levine
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Gloria O. North, Thomas Czinner, Richard Andrew Cahlin
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0601406/29/2011Claimant(s): Anthony Balzebre, Dorothy Balzebre, Balzebre Alpha LP
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Bernard A. Becker, John J. Hearn, Richard K. Hrebik
Hearing Site: Miami, FL
Checkmark IconExpungement
09-0505012/20/2010Claimant(s): Jeffrey Penner, Phyllis Penner
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Herbert J. Sims & Co. Inc.
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Mark C. Perry, James W. Geiger, Mary H. Cory
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0656107/08/2010Claimant(s): Steven Hara, Ruth Hara and James Hara Trusts
Claimant Lawyers(s): Steve Hara
Respondent(s): Jay Kelter, Jerome Kelter
Respondent Lawyers(s): Jason S. Haselkorn, Jerome Kelter
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
Checkmark Icon$213

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