| 09-02283 | 02/11/2010 | Claimant(s): Lioudmila Pashenkov
Claimant Lawyers(s): Alan Gilmore
Respondent(s): Wachovia Securities, Michael Stevens
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Craig Scott Bartlett
Hearing Site: Newark, NJ
|  | $2,213 |
| 09-02358 | 02/11/2010 | Claimant(s): Donna Wheeler, Teri Smith, Ruth E. Park Family Trust
Claimant Lawyers(s): Eric J. McNeilus
Respondent(s): Wachovia Securities, Edward Gardner
Respondent Lawyers(s): Adele Ponce
Arbitrator(s): Joe S. Tarrer, Marc Kalish, Rebecca S. Falatka
Hearing Site: Phoenix, AZ
| | $0 |
| 09-01264 | 02/09/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Andrew Park
Respondent(s): Howard Walzer
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): G. Robert Abrams, Robert B. Kane, Suzanne E. Mowry
Hearing Site: Boca Raton, FL
| | |
| 09-01970 | 02/04/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jason Warner
Respondent(s): Adam Wachtel
Respondent Lawyers(s): Michael C. Farkas
Arbitrator(s): Susan C. Lushing, Martin L. Feinberg, J. Scott Colesanti
Hearing Site: New York, NY
| | |
| 07-00999 | 01/29/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Judy Louie
Respondent(s): Stephen Whitman
Respondent Lawyers(s): Neda Ataie
Arbitrator(s): Harvey C. Flodin, Joseph T. Donnantuoni, Kevin K. Forrester
Hearing Site: San Diego, CA
| | |
| 09-00936 | 01/27/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Daniel Aho
Respondent Lawyers(s): Daniel William Aho
Arbitrator(s): June J. Vinci
Hearing Site: Los Angeles, CA
| | |
| 09-03100 | 01/25/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Will Rogers
Respondent Lawyers(s): Will T. Rogers
Arbitrator(s): Timothy L. Andrews
Hearing Site: Houston, TX
| | |
| 08-03523 | 01/22/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jordan D. Becker
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Chrys
Respondent Lawyers(s): Jeffrey J. Calabrese, Louis M. Lagalante
Arbitrator(s): Jay F. Donnaruma, Stuart M. Schwartz, Ruth A. Ihne
Hearing Site: Albany, NY
| | |
| 09-01130 | 01/15/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Carol Ramsdell, Wachovia Securities, Eugene Richardson, Justin Burdo, Marc Johnson
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): David Buch, Christopher C. Willett, Ronald Ripstein
Hearing Site: Rochester, NY
| | |
| 08-04652 | 01/06/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Lisa Alvarado
Respondent Lawyers(s): Jennifer L. Bergman
Arbitrator(s): Mobley E. Cox, Martin Samuel Altimore, JoAnn McEwan
Hearing Site: Houston, TX
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