13-02494 | 06/17/2015 | Claimant(s): Carlos Questell Claimant Lawyers(s): Jonathan Sack Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Allan S. Bloom Arbitrator(s): Linda R. Alpert, Howard D. Jacob, Bartley F. Flaherty Hearing Site: New York, NY
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12-03797 | 02/02/2015 | Claimant(s): Marcos Bowers Claimant Lawyers(s): Jeffrey R. Sonn Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Daniel R. Korb, Jr. Arbitrator(s): Richard S. Zaifert, John C. Holmes, Michael S. Kozlow Hearing Site: Miami, FL
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12-02582 | 01/13/2015 | Claimant(s): Blue Bank International N.V. Claimant Lawyers(s): Ralph M. Stone Respondent(s): Mark Yale, HSBC Securities (USA) Inc. Respondent Lawyers(s): Robert B. Ericson Arbitrator(s): Lawrence S. Silver, Donald Theodore Ryce, Paul Chernis Hearing Site: Miami, FL
| | $3,250,000 |
13-02985 | 06/20/2014 | Claimant(s): Ehud Arad, A.N.R. Investment Company Ltd. Claimant Lawyers(s): David E. Bamberger Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Bradford D. Kaufman Arbitrator(s): Selma Moy, Nancy Kramer, Ann P. Bruch Hearing Site: New York, NY
| | Dismissed by Rule 12504 |
13-00266 | 11/22/2013 | Claimant(s): Rinico Sawyer Claimant Lawyers(s): Robert Heim Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Daniel R. Korb Arbitrator(s): Fred S. Pieroni, Lori H. Carena, Robert J. Miller Hearing Site: New York, NY
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12-00720 | 06/19/2013 | Claimant(s): Bernadette Kelleher Claimant Lawyers(s): Brian Kennedy Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Richard W. Cutler, John B. Myers, Ronald Harris Kisner Hearing Site: New York, NY
| | $11,000 |
12-02291 | 06/05/2013 | Claimant(s): Caroline Kulik Claimant Lawyers(s): Vlad G. Spitzer Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Allan S. Bloom Arbitrator(s): Joseph W. Lodato, Linda J. Baer, John Michael Richardson Hearing Site: New York, NY
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10-03612 | 09/02/2011 | Claimant(s): Ronald Tranquillo Claimant Lawyers(s): Theodore M. Davis Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Stephen T. Rodriguez, Suzanne E. Reynolds-Brady, Stuart M. Schwartz Hearing Site: Albany, NY
| | $65,642 |
10-02791 | 06/29/2011 | Claimant(s): Eugene Colucci Claimant Lawyers(s): Donald G. McGrath Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Jeffrey Mark Schwartz, Eugene M. Setel, Peter A.P. Dunlop Hearing Site: Buffalo, NY
| | $0 |
10-03694 | 03/25/2011 | Claimant(s): Mary Gabor Claimant Lawyers(s): Mary Ellen Gabor Respondent(s): Emir Culov, HSBC Securities (USA) Inc. Respondent Lawyers(s): Meredith L. Friedman Arbitrator(s): Ralph L. Halpern Hearing Site: Buffalo, NY
| | $158 |