21-00243 | 03/24/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Jaylon Ellison Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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21-00880 | 03/20/2023 | Claimant(s): Calvin Cross, Chareka Cross Claimant Lawyers(s): Paul J. Pontrelli Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sonia Balfour-Fears Respondent Lawyers(s): Keith Olin Arbitrator(s): Michael J. Ahlstrom, Gwendolyn C. Walker Hearing Site: Atlanta, GA
| | Expungement |
19-02624 | 03/09/2023 | Claimant(s): Forrest Sweat, Susan Sweat, Forrest W. Sweat Jr SEP-IRA, Forrest W. Sweat Jr. Roth IRA, Forrest w. Sweat, Jr. Traditional IRA, Susan D Sweat Roth IRA, Susan D. Sweat Traditional IRA, Susan/Forrrest Sweat JROS WOD Claimant Lawyers(s): Charles M Dalziel Respondent(s): Anthony Mesquit, Fidelity Brokerage Services LLC Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Michael J. Ahlstrom, J.G. Long, William L. Rittenberg Hearing Site: Atlanta, GA
| | $0 |
21-00567 | 02/28/2023 | Claimant(s): Truist Investment Services. Claimant Lawyers(s): V. Justin Arpey Respondent(s): James Goolsby Respondent Lawyers(s): James Hobart Goosby Arbitrator(s): Chandler R. Bridges, William Travis McKinney, Margaret F Roth Hearing Site: Atlanta, GA
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20-02226 | 01/27/2023 | Claimant(s): Matthew Stucke Claimant Lawyers(s): Craig H. Kuglar Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): George L. Guerra Arbitrator(s): Gia B. Compton, Mitchel Weiss, Susan Warshauer Kennicott Hearing Site: Atlanta, GA
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22-01610 | 12/21/2022 | Claimant(s): William Wynn Claimant Lawyers(s): William F. Wynn Respondent(s): Aspiration Financial LLC Respondent Lawyers(s): Mark Audrain Arbitrator(s): Chandler R. Bridges Hearing Site: Atlanta, GA
| | $0 |
21-00408 | 11/28/2022 | Claimant(s): Johnathan Short Claimant Lawyers(s): Craig H. Kuglar Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): James C. Hoover, Bruce W. Bennett, Eve M Wright Hearing Site: Atlanta, GA
| | Expungement |
20-04131 | 11/22/2022 | Claimant(s): Intellivest Securities. Claimant Lawyers(s): Daniel H. Kolber Respondent(s): Rethink Community, Rethink Management Respondent Lawyers(s): Eric Jon Taylor Arbitrator(s): Perry Lee Taylor, Barbara Black, John D Sours Hearing Site: Atlanta, GA
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22-01726 | 11/08/2022 | Claimant(s): Brent Lane Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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21-01326 | 10/26/2022 | Claimant(s): Blynn Masters Claimant Lawyers(s): Craig H. Kuglar Respondent(s): Don Milich, Raymond, James & Associates. Respondent Lawyers(s): Carole G. Miller Arbitrator(s): Jeffrey Alperin Hearing Site: Atlanta, GA
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