| 09-07024 | 05/30/2012 | Claimant(s): Eric Snyder, Barbara G. Snyder and Eric P. Snyder
Claimant Lawyers(s): Martin Q. Ryan
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Michael J. Ahlstrom, Clare R. Goldfarb, Jeannie B. Wright
Hearing Site: Atlanta, GA
|  | Expungement |
| 11-01965 | 05/18/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Kip Mack
Respondent Lawyers(s): Kip Mack
Arbitrator(s): John C. Yeoman
Hearing Site: Atlanta, GA
| | |
| 11-01502 | 05/04/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James L. Komie
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Irving M. Shlesinger, Karla Y. Vogel, David Blair Sinyard
Hearing Site: Atlanta, GA
| | |
| 10-04056 | 05/04/2012 | Claimant(s): Donald A. Hausfeld & Judith A. Hausfeld
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alexander B. Feinberg
Arbitrator(s): Marvin J. Klein, David L. Maislen, Jay M. Vogelson
Hearing Site: Atlanta, GA
| | $402,101 |
| 11-01283 | 05/01/2012 | Claimant(s): Rita Lenda, Rita F. Lenda IRA
Claimant Lawyers(s): Edward J. Dovin
Respondent(s): Edwin Lenda, Morgan Stanley
Respondent Lawyers(s): John L. Castelly
Arbitrator(s): Gary J. Leshaw, Harvey R. Linder, Floyd W. McRae
Hearing Site: Atlanta, GA
| | $300 |
| 11-02774 | 04/20/2012 | Claimant(s): Todd Sult
Claimant Lawyers(s): Todd Sult
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Ralph S. Paden
Hearing Site: Atlanta, GA
| | |
| 11-02465 | 04/17/2012 | Claimant(s): Floyd Berger
Claimant Lawyers(s): John Da Grosa Smith
Respondent(s): John Welsh
Respondent Lawyers(s): John E. Robinson
Arbitrator(s): W. William Harness
Hearing Site: Atlanta, GA
| | |
| 10-05106 | 04/11/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Todd Ratner
Respondent(s): Donald Delahunt, James Vijande
Respondent Lawyers(s): J. Pat Sadler, Todd Ratner
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | |
| 11-03235 | 03/27/2012 | Claimant(s): Ellen Sides, Kim Sides, Ellen Sides UTMA Austin Sides 30939003, Ellen Sides UTMA Kimberly Sides 30938997, Ellen Sides UTMA Lauren Sides 30938963
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Richard L. Merkel
Hearing Site: Atlanta, GA
| | $25,425 |
| 11-03686 | 03/22/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Carter Inglis
Respondent Lawyers(s): Carter Alexander Inglis
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
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