| 12-01227 | 11/30/2012 | Claimant(s): Timothy Clemm
Claimant Lawyers(s): Timothy L. Clemm
Respondent(s): E*Trade Securities
Respondent Lawyers(s): John Bersin
Arbitrator(s): Daniel E. Gulden
Hearing Site: Atlanta, GA
|  | $7,320 |
| 11-03359 | 11/28/2012 | Claimant(s): VSR Financial Services.
Claimant Lawyers(s): Scott N Sherman
Respondent(s): Dave Duley
Respondent Lawyers(s): Brian N. Smiley
Arbitrator(s): Daniel E. Gulden, Cheryl A. Hooks, John F. O'Neill
Hearing Site: Atlanta, GA
| | |
| 11-01902 | 11/16/2012 | Claimant(s): Yieldquest Securities
Claimant Lawyers(s): Simon Miller
Respondent(s): David Summers, Joseph Patire, Morgan Keegan & Company., William Nelson
Respondent Lawyers(s): Charles M. Dalziel, Shea O'Brien Hicks
Arbitrator(s): John C. Yeoman, Philip Michael Moran, Nicholas John Reiter
Hearing Site: Atlanta, GA
| | |
| 11-02554 | 11/08/2012 | Claimant(s): Peter Babcock
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Sabrina Raquel Scott
Hearing Site: Atlanta, GA
| | Expungement |
| 12-00493 | 11/05/2012 | Claimant(s): Anthony Palazzo, Michael Eddy
Claimant Lawyers(s): Robert D. Terry
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): John W. Mitchell
Arbitrator(s): Donald M. Macdonald
Hearing Site: Atlanta, GA
| | |
| 11-00157 | 10/26/2012 | Claimant(s): Edward Duffie, Eleanor Duffie, Edward R. & Eleanor N. Duffie Irr Trust
Claimant Lawyers(s): Robert R. Sparks
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Karla Y. Vogel, Arthur P. Barry, Patricia Ann Hone
Hearing Site: Atlanta, GA
| | $0 |
| 11-02550 | 10/24/2012 | Claimant(s): Cherry Westbrook, Jonathon Edens
Claimant Lawyers(s): Edmund J. Novotny
Respondent(s): State Farm Mutual Auto Insurance Company
Respondent Lawyers(s): James J. Oh
Arbitrator(s): James G. Killough, Mollie Wagner Neal, Julieta L Smith
Hearing Site: Atlanta, GA
| | |
| 11-02009 | 10/22/2012 | Claimant(s): James Lunceford, James D. Lunceford, TTEE
Claimant Lawyers(s): J. Pat Sadler
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): August H. Schupp
Arbitrator(s): Robert H. Putnam, Joe E. Manuel, Brandt Leonard Ross
Hearing Site: Atlanta, GA
| | Expungement |
| 10-03712 | 10/11/2012 | Claimant(s): Joshua Nanci, Russell Carbonara
Claimant Lawyers(s): Brandon Raynard Williams, Craig H. Kuglar
Respondent(s): Fortress Group.
Respondent Lawyers(s): Richard Robbins
Arbitrator(s): George S. Willingham, Michael J. Ahlstrom, Deborah A. Jackson
Hearing Site: Atlanta, GA
| | |
| 10-03713 | 10/11/2012 | Claimant(s): Joshua Nanci
Claimant Lawyers(s): Brandon Raynard Williams
Respondent(s): Fortress Group.
Respondent Lawyers(s): Bruce A. Williamson
Arbitrator(s):
Hearing Site: Atlanta, GA
| | |
