| 12-03853 | 04/07/2015 | Claimant(s): Elba Soler
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Tom C. Barnett
Arbitrator(s): Helen E. Huyler, John D. Mattingly, Rudolph Andrew Bata
Hearing Site: Atlanta, GA
|  | $95,375 |
| 14-00673 | 03/18/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Barry Dekreek
Respondent Lawyers(s): Barry Jay Dekreek
Arbitrator(s): John N. Breazeale, Karla Y. Vogel, Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 13-02739 | 02/02/2015 | Claimant(s): Edward Kraus, Sandra Kraus
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Carlos Dominguez, Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff, Walter L. Baumgardner
Arbitrator(s): Judith Stilz Ogden, John D. Mattingly, Yvette L. Nurse
Hearing Site: Atlanta, GA
| | Expungement |
| 14-00825 | 01/23/2015 | Claimant(s): William Nepute
Claimant Lawyers(s): William R. Nepute
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony I. Valenzuela
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | $42,344 |
| 13-02763 | 01/02/2015 | Claimant(s): Matthew Lowery
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Anastasios Belesis, Joseph Castellano, John Thomas Financial
Respondent Lawyers(s): Dan A. Druz, Joseph Castellano
Arbitrator(s): Sabrina Raquel Scott, David F. Rock, Mohr Ernest Hill
Hearing Site: Atlanta, GA
| | $1,250,250 |
| 12-03700 | 12/22/2014 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James R. McGuone, Royce Alan Burns, Charles E. White
Hearing Site: Atlanta, GA
| | |
| 13-00911 | 12/05/2014 | Claimant(s): Chatur Chhabbhaya
Claimant Lawyers(s): Chatur Chhabbhaya
Respondent(s): Ivan Angulo, Kishankumar Koladiya, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Ivan Dario Angulo, Kishankumar M. Koladiya, Niyukt Raghu Bhasin, Niyukt Bhasin
Arbitrator(s): Robert H. Putnam, John F. Allgood, Osei J Adoma
Hearing Site: Atlanta, GA
| | $0 |
| 13-00727 | 11/19/2014 | Claimant(s): Betty Perrine, John Perrine
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Gary J. Leshaw, Deborah A. Jackson, Robert A. Dean
Hearing Site: Atlanta, GA
| | Expungement |
| 13-01556 | 10/27/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Keith J Barnett
Respondent(s): George Claussen
Respondent Lawyers(s): James S. V. Weston
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | |
| 13-00670 | 10/24/2014 | Claimant(s): Tunde Oladunni
Claimant Lawyers(s): Glenn A. Delk
Respondent(s): Wells Fargo Advisors, Keith Spelmon
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
| | Expungement |
