| 20-03958 | 06/01/2021 | Claimant(s): Jonathan Sard
Claimant Lawyers(s): James P. Galvin
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David Purcell
Arbitrator(s): Michael J. Ahlstrom, Judith Stilz Ogden, Brian Francis Pocock
Hearing Site: Atlanta, GA
| | |
| 20-03559 | 05/28/2021 | Claimant(s): Alexander Dancy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | |
| 18-04008 | 05/27/2021 | Claimant(s): Sharon Malone, Timothy Malone, Sardis Cemetery Properties.
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Andre Labarbera, David Levy, Richard Stoyeck, Titus Rockefeller
Respondent Lawyers(s): Andre Vincent Labarbera, David Michael Levy, Richard Christopher Stoyeck
Arbitrator(s): Lita S Menkin, John F. O'Neill, Lorraine King
Hearing Site: Atlanta, GA
|  | $1,726,770 |
| 20-03205 | 04/16/2021 | Claimant(s): Kevin Higginbotham
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | |
| 20-03206 | 04/13/2021 | Claimant(s): Paul Kiker
Claimant Lawyers(s): Stephen D. Councill
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Harry G. Mason, Philip Michael Moran, James R Stewart
Hearing Site: Atlanta, GA
| | |
| 20-02509 | 04/05/2021 | Claimant(s): Erik Bjerke
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
| 20-03252 | 04/01/2021 | Claimant(s): Gregory Katulka
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deirdre Wolff, Kathryn D. Perreault
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
| 19-00280 | 03/04/2021 | Claimant(s): Derek D'Alonzo
Claimant Lawyers(s): Ian E. Smith
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Robert H. Putnam, Joel Lee Glasco, Barbara Black
Hearing Site: Atlanta, GA
| | |
| 20-02845 | 03/04/2021 | Claimant(s): James Krantz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
| | |
| 20-02335 | 03/03/2021 | Claimant(s): Bernard Breton
Claimant Lawyers(s): Michael Nagy
Respondent(s): Cetera Advisors
Respondent Lawyers(s): David Feldstein
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
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