| 17-00446 | 09/14/2017 | Claimant(s): Theodore Waters Iii
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): William J. Hirsch
Hearing Site: Baltimore, MD
| | |
| 15-00493 | 04/07/2017 | Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Robert B. Ericson
Respondent(s): Michael Jarmolowich
Respondent Lawyers(s): Michael Jarmolowich
Arbitrator(s): Bernard M. Levine
Hearing Site: New York, NY
| | |
| 15-02522 | 01/12/2017 | Claimant(s): Daniel Zraly
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Courtney S. Stieber
Arbitrator(s): Paul K. Barenholtz, David Serko, David John Reilly
Hearing Site: New York, NY
| | |
| 14-02143 | 12/23/2016 | Claimant(s): Alfa SCA, Dinastia SCA, FJC SCA, Los Chicos SCA, Nuevo Mundo SCA
Claimant Lawyers(s): Brian Levin
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Michael Lau, Marsha Matson, Stanley Zamor
Hearing Site: Miami, FL
|  | Expungement |
| 13-01808 | 11/25/2015 | Claimant(s): Jason Goldstein
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Richard D. Gueren, Arthur M. Handler, Andrew M. Schmertz
Hearing Site: New York, NY
| | |
| 13-01995 | 11/17/2015 | Claimant(s): Sean Edrington
Claimant Lawyers(s): Joseph R. Becerra
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Robert B. Ericson
Arbitrator(s): Herbert Murez, Benjamin F. Breslauer, Brant Jackson Griffin
Hearing Site: Los Angeles, CA
| | |
| 14-02634 | 11/16/2015 | Claimant(s): Harold Kornblum
Claimant Lawyers(s): Gary A. Praglin
Respondent(s): Bruce Treitman, Deutsche Bank Securities.
Respondent Lawyers(s): Mark Parmelee
Arbitrator(s): Carl Shechter, David Rich, Richard S. Herman
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-03766 | 08/28/2015 | Claimant(s): Sean Martin
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Scott Rabe
Arbitrator(s): Marleen H. Levi, Joel P. Mellis, Richard Adam Young
Hearing Site: New York, NY
| | |
| 13-01220 | 07/31/2015 | Claimant(s): Jorge Usandivaras
Claimant Lawyers(s): John Crossman
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): Leah R. Marks, Christian Leslie Billet, Wallace Anthony Showman
Hearing Site: New York, NY
| | |
| 13-02777 | 04/10/2015 | Claimant(s): Pershing LLC
Claimant Lawyers(s): Jane L. Myers
Respondent(s): Deutsche Bank Securities., Hugh Stevenson
Respondent Lawyers(s): Robert Heim, Todd Ratner
Arbitrator(s): Ann Pinciss Berman, Ernesto V. Luzzatto, Kumar Atmakuri Ram
Hearing Site: New York, NY
| | $0 |
