Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-03015 | 01/30/2017 | Claimant(s): Edward Butowsky Claimant Lawyers(s): Shauna Izadi Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Lesley V. Tepper Arbitrator(s): Jeff Abrams, C. Sumpter Logan, Larry N. Quinn Hearing Site: Dallas, TX | ||
| 16-01662 | 01/27/2017 | Claimant(s): Matthew Lowe Claimant Lawyers(s): David E. Robbins Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Thomas Kopshever Arbitrator(s): Jeff Abrams, Linda B. Kelly, Edward S. Koppman Hearing Site: Dallas, TX | ||
| 16-01611 | 10/12/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Gregory B. Simon Respondent(s): Jared Kennedy Respondent Lawyers(s): Jared Daniel Kennedy Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 15-00982 | 08/11/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Andrew M. DeLucia Respondent(s): Billy Allen Respondent Lawyers(s): Billy Wayne Allen Arbitrator(s): Jeff Abrams Hearing Site: Little Rock, AR | ||
| 15-01985 | 12/17/2015 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Scott A. La Porta Respondent(s): Larry Boggs Respondent Lawyers(s): Larry M. Boggs Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 13-02451 | 09/22/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael Braun Respondent(s): David Chun Respondent Lawyers(s): David W. Chun Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 13-02652 | 03/20/2014 | Claimant(s): Coaching for Emotional Intelligence PLLC Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX |  | $425 |
| 12-02772 | 10/10/2013 | Claimant(s): Ann Bailey Claimant Lawyers(s): Shauna Wright Respondent(s): Robert Williams, Edward Jones Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Catherine M. Norman Hearing Site: Dallas, TX | | $263,950 |
| 10-03540 | 08/22/2013 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Renan I. Sugarman Respondent(s): David Ferneding Respondent Lawyers(s): Lowell N. Hawkes Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Joseph G. Werner Hearing Site: Dallas, TX | ||
| 12-02506 | 04/19/2013 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Matthew Burcar Respondent Lawyers(s): Matthew Scott Burcar Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX |