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FINRA Awards for L.P.

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Displaying 71-80 out of 114 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0235503/03/2015Claimant(s): Irene Muratore, John Muratore, John S. & Irene D. Muratore Living Trust
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Arthur T. Berggren, Jasmina T. Boulanger, Adam Michael Porter
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
13-0212412/19/2014Claimant(s): Raymond Walton
Claimant Lawyers(s): Nancy Temple
Respondent(s): Cantor Fitzgerald & Co., BGC Financial, L.P.
Respondent Lawyers(s): David E. Schoenfeld
Arbitrator(s): Kenneth N. Adamson, Epaminondas Eddie Manelis, John M. Kramer
Hearing Site: Chicago, IL
13-0280209/10/2014Claimant(s): Pat Seidler
Claimant Lawyers(s): Henry C. Casden
Respondent(s): Larry Michaels, J.P. Turner & Company, L.L.C., Crown Capital Securities, L.P.
Respondent Lawyers(s): Ali Sabetghadam, Craig R. Bockman
Arbitrator(s): Robert D. Sussin, Benjamin F. Breslauer, Karen J. Burneff
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
14-0003708/25/2014Claimant(s): Francisco Pascual
Claimant Lawyers(s): Francisco Pascual
Respondent(s): Beta Capital Management, L.P.
Respondent Lawyers(s): Robert T. Kofman
Arbitrator(s): John Richard Lynch
Hearing Site: Miami, FL
12-0288508/22/2014Claimant(s): Richard Hingley, Richard A. Hingley IRA, Richard A. Hingley 1989 Trust
Claimant Lawyers(s): Ronald E. Miller
Respondent(s): Eric Kuchel, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman, Shanna Javaheri
Arbitrator(s): Michelle Judy Brant, Peter H. Daly, Michael Lancaster Garcia
Hearing Site: San Francisco, CA
Checkmark Icon$277,468
14-0095706/25/2014Claimant(s): Edward D. Jones & Co., L.P.
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Danny Lugar
Respondent Lawyers(s): W. David Paxton
Arbitrator(s): Stuart H. Dunn, Arthur J. Salzberg, Ramon M. Brinkman
Hearing Site: Richmond, VA
13-0227706/23/2014Claimant(s): Donald Wojnowski, John Tarpinian, Robert Ainbinder
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): Hugh N. Fryer, Nino Armienti, Michele S. Riley
Hearing Site: New York, NY
13-0084805/27/2014Claimant(s): Kenneth Cook, Kenneth Cook Irrevocable Insurance Trust
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Anthony S. Paetro, Janice L. Burnham, Overman Randolph Rollins
Hearing Site: Richmond, VA
Checkmark Icon$600
10-0536103/21/2014Claimant(s): Barry Goodman, Dana Goodman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): R. Thomas Barksdale, Jeffrey M. Bain, Donna L. Pavlick
Hearing Site: Nashville, TN
Checkmark Icon$447,580
12-0167412/30/2013Claimant(s): Colum O'Hare, Colum G. O'Hare Trust dd 9/01/1993
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Gary Glockzin, Mary Gibson, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Fred T. Kallet, Lester G. Stiel, Deanna Margaret Veitia
Hearing Site: San Diego, CA
Checkmark IconExpungement

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