| 16-01792 | 08/20/2018 | Claimant(s): Camille Greco
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Israel Torres, Meyers Associates, L.P.
Respondent Lawyers(s): Israel Torres, John Stalanski
Arbitrator(s): Stephen L. Lister, Edward W. Morris, Bruce Edward Walenczyk
Hearing Site: Newark, NJ
|  | $397,300 |
| 15-00389 | 07/16/2018 | Claimant(s): Kevin Sheridan
Claimant Lawyers(s): Gary Trachten
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Anthony J. Raimondi, Ronald Harris Kisner, Eric Goldman
Hearing Site: New York, NY
| | |
| 16-00060 | 02/06/2018 | Claimant(s): Carl Osborne III IRA, Carl Osborne III SEP IRA, Susan Osborne SEP IRA
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): Bruce Meyers, Gregory S. Sparer
Arbitrator(s): Brian J. Burstin, Charles F. Titterton, Jay Alan Kranis
Hearing Site: New York, NY
| | $45,425 |
| 16-02038 | 01/23/2018 | Claimant(s): David Harter
Claimant Lawyers(s): David Neuman
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Kenneth E. Owen, Noel Harvey Applebaum, Joseph Francis Young
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-02310 | 10/16/2017 | Claimant(s): Kevin Gordon
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Louis Scotto, BGC Financial, L.P.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Richard W. Vallario, Barbara J. Glenns, Mary Lou McGanney
Hearing Site: New York, NY
| | |
| 13-03605 | 07/07/2017 | Claimant(s): Gregory Cohen
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Baris Dincer, Daniel Mendoza, Francine Lanaia, Joseph Amato, RBC Capital Markets LLC, Alexander Capital, L.P.
Respondent Lawyers(s): Baris Dincer, Daniel Manuel Mendoza, Francine Ann Lanaia, Frank J. Cuccio, Scott Holcomb
Arbitrator(s): William E. Nuckel, Christine Moore, Mary Julia O'Connell
Hearing Site: New York, NY
| | $0 |
| 16-02665 | 05/18/2017 | Claimant(s): Mark Owens
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Joseph Quinzi, Philip Sparacino, Thomas Myers, Alexander Capital, L.P.
Respondent Lawyers(s): Ian J. Frimet, Joseph Dominick Quinzi, Thomas Alexander Myers
Arbitrator(s): Barry Goldman
Hearing Site: Des Moines, IA
| | $0 |
| 15-02971 | 05/15/2017 | Claimant(s): Susan Monaco, Luke Monaco Custodian Account
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Alexander Capital, L.P., Legend Securities.
Respondent Lawyers(s): Aaron Wright, Salvatore C. Caruso
Arbitrator(s): Steven R. Bralove, David Paul Clark, Jane A. Smith
Hearing Site: Washington, DC
| | $0 |
| 15-02116 | 04/26/2017 | Claimant(s): Michael Riffice
Claimant Lawyers(s): William B. Fleming
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Thomas D. Giordano, Franklin P. Chapman, Carl A. Goldman
Hearing Site: New York, NY
| | |
| 16-00411 | 03/16/2017 | Claimant(s): Brian Doherty
Claimant Lawyers(s): Christine A. Palmieri
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Irwin Kahn, Christine Costigan, Carol Maria Luttati
Hearing Site: New York, NY
| | |
