| 12-01106 | 08/13/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): David Ayres
Respondent Lawyers(s): Timothy J. O'Connor
Arbitrator(s): Howard B. Cohen, Rocco Michael Scanza, Francis Xavior Daumen
Hearing Site: Syracuse, NY
| | $0 |
| 12-04196 | 08/08/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Melissa A. Bevilacqua
Respondent(s): Gina Carosella
Respondent Lawyers(s): Christopher J. Carcich
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Newark, NJ
| | $0 |
| 13-00723 | 08/08/2013 | Claimant(s): Gerald Gooley, Sharon Gooley
Claimant Lawyers(s): Gerald L. Gooley, Sharon Gooley
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Charles Scott McClellan
Hearing Site: Portland, OR
|  | $0 |
| 13-00202 | 08/07/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Yana Kromo
Respondent(s): Denise Thornburgh
Respondent Lawyers(s): Denise L. Thornburgh
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
| | $0 |
| 12-03486 | 08/07/2013 | Claimant(s): The Shirvani Family Trust
Claimant Lawyers(s): Maliheh Shirvani
Respondent(s): Amir Navab, Arash Nassi, Brian Krueger, Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | $600 |
| 12-00844 | 08/05/2013 | Claimant(s): Ruvim London
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Seth L. Finkel, Warren D. Brown, Guillermo A. Gleizer
Hearing Site: Miami, FL
| | $0 |
| 11-02525 | 07/29/2013 | Claimant(s): Estate of Andrew R. Piergeorge, Andrew R. Piergeorge Rev. Living Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Ilisa J. Smukler, Myron E. Levenson, Kenneth Steven Halpern
Hearing Site: Boca Raton, FL
| | $0 |
| 12-03710 | 07/29/2013 | Claimant(s): John Smith
Claimant Lawyers(s): John Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Herbert Branitsky, Ellen J. Abrams, Stephen R. Facella
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 13-00864 | 07/25/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Alan S Brodherson
Respondent(s): Philip Winters
Respondent Lawyers(s): Philip William Winters
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
| | $0 |
| 10-05797 | 07/24/2013 | Claimant(s): Nancy Braun, Stanley Braun, The Braun Family LLC, The Trevor M. Braun Irrevocable Trust
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Thomas J. Patka, Elizabeth A. Townes, John Hughes Verchot
Hearing Site: Tampa, FL
| | $0 |
