| 16-01256 | 03/07/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Robert L Herskovits
Respondent(s): Timothy Brockman
Respondent Lawyers(s): Timothy J Brockman
Arbitrator(s): Robert G. Bannon
Hearing Site: Columbia, SC
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| 16-02778 | 02/27/2017 | Claimant(s): Gregg Cuvin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
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| 16-02424 | 02/24/2017 | Claimant(s): Neil Canell
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
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| 15-00353 | 02/10/2017 | Claimant(s): Sheila Fernandes
Claimant Lawyers(s): Shyla Fernandes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lesley V. Tepper
Arbitrator(s): Robert D. Sussin, Benjamin F. Breslauer, Kathleen Smith Adams
Hearing Site: Los Angeles, CA
|  | $0 |
| 15-01431 | 02/07/2017 | Claimant(s): Roger Turner, Roger T. Turner IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Jonathan Anderson, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Lita S Menkin, David Walton Earle, J. Wesley Romine
Hearing Site: Birmingham, AL
| | Expungement |
| 16-00208 | 02/02/2017 | Claimant(s): Linda Hennessy
Claimant Lawyers(s): John Newman
Respondent(s): Morgan Stanley, William Agresti
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Howard D. Jacob, Ernesto V. Luzzatto, Stephen J. Patti
Hearing Site: New York, NY
| | $0 |
| 16-02082 | 02/01/2017 | Claimant(s): Nelson Faro
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL
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| 16-00780 | 01/31/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA, et al.
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Kimberly Aylesworth
Respondent Lawyers(s): Howard P. Slomka
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 15-03226 | 01/24/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Edward Levi
Respondent Lawyers(s): Edward Kelly Levi
Arbitrator(s): Robert A. Lombardi, Marvin B. Karelitz, W. Alex King
Hearing Site: Los Angeles, CA
| | |
| 16-01552 | 01/24/2017 | Claimant(s): Barbara Doran
Claimant Lawyers(s): Barbara L Doran
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Larry A. Kimmel, Pamela H. Roderick, Joan M. Traub
Hearing Site: New York, NY
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