| 09-06282 | 07/30/2012 | Claimant(s): Arlene Scanlan
Claimant Lawyers(s): Steven L. Manchel
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Evelyn Bukchin
Arbitrator(s): Joseph J. Arata, Ernesto V. Luzzatto, Scott W. Mulford
Hearing Site: New York, NY
|  | $150,000 |
| 10-01898 | 07/26/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Frank Andrea
Respondent Lawyers(s): Frank Andrea
Arbitrator(s): Lewis W. Slaughter, Kenneth J. Bennett, Patricia A. Renovitch
Hearing Site: Jacksonville, FL
| | $0 |
| 11-03788 | 07/25/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Christopher Skoog
Respondent Lawyers(s): Christopher Douglas Skoog
Arbitrator(s): Robert W. Vernon
Hearing Site: Los Angeles, CA
| | $0 |
| 10-05283 | 07/25/2012 | Claimant(s): Gloria Bell
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): David Israel, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | $0 |
| 10-05091 | 07/24/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): John Fallon
Respondent Lawyers(s): Todd C. Atkins
Arbitrator(s): Mary M. O'Neil, David L. Maislen, Anna Marie Turco
Hearing Site: Los Angeles, CA
| | $0 |
| 11-02695 | 07/20/2012 | Claimant(s): Donald P. Lenio, IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Susan Macfarlane
Arbitrator(s): David M. Levine
Hearing Site: Orlando, FL
| | $0 |
| 11-01906 | 07/20/2012 | Claimant(s): Mary-Louise Shaheen
Claimant Lawyers(s): Mary-Louise Shaheen
Respondent(s): Morgan Stanley, Paul Witte
Respondent Lawyers(s): Kenneth J. Haim, Raul Sanchez
Arbitrator(s): Carlos Richard Mangum, Herbert Liberman, Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $0 |
| 10-04155 | 07/18/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): Alan Hollingsworth
Respondent Lawyers(s): Paul E. Tinkler
Arbitrator(s): Donald B. Vaden
Hearing Site: Columbia, SC
| | $0 |
| 11-00258 | 07/17/2012 | Claimant(s): Helena Stuart, John Stuart
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley, Robert Fomon
Respondent Lawyers(s): Kenneth E. Meister, Susan Poder MacFarlane
Arbitrator(s): Diane Getzler, Orestes J. Mihaly, Julian F. Santos
Hearing Site: New York, NY
| | $0 |
| 11-00792 | 07/16/2012 | Claimant(s): J.P. Morgan Securities, JPMorgan Chase Bank N.A.
Claimant Lawyers(s): Jordan D. Becker
Respondent(s): Morgan Stanley, Timothy Soderquist
Respondent Lawyers(s): J. Scott Paul, John S. Lutz
Arbitrator(s): Bruce Brown, Edward F. Altman, Richard Djokic
Hearing Site: Denver, CO
| | $0 |
