| 12-02391 | 11/09/2012 | Claimant(s): Morgan Stanley, Morgnn Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Ernie Ianace
Respondent Lawyers(s): Ernie Peter Ianace
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
| | $0 |
| 11-01800 | 11/09/2012 | Claimant(s): Mike Lusk, Mike G. Lusk, Sr. IRA's, Mike G. Lusk and Lynette Lusk Jointly
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Citigroup Global Markets., Morgan Stanley, Louis Frascogna, Paul Keys
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): George A. Sawyer, Earle J. Schwarz, James Kee Irvin
Hearing Site: Jackson, MS
|  | $0 |
| 11-02388 | 11/08/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): David W. Schmidt
Respondent(s): Christopher Babcock
Respondent Lawyers(s): Christopher Babcock
Arbitrator(s): E. William Pastor
Hearing Site: Philadelphia, PA
| | $0 |
| 11-03727 | 11/01/2012 | Claimant(s): Suzanne Kreis
Claimant Lawyers(s): Steele T. Williams
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
| | $0 |
| 11-04816 | 10/31/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Jason Varela
Respondent Lawyers(s): Jason Rogelio Varela
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
| | $0 |
| 10-01519 | 10/30/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Erik Littlejohn
Respondent Lawyers(s): Cynthia R. Levin Moulton
Arbitrator(s): Leah A. Murray, R. Lee Britton Jr., Ross D. Friend
Hearing Site: Houston, TX
| | $0 |
| 11-00087 | 10/30/2012 | Claimant(s): Marvin Adler, Theda Adler, The Theda Adler Trust U/A/D 1/15/97
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): UBS Financial Services Inc., Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau, Randi Perry Spallina
Arbitrator(s): Kalman J. Lester, William Kent Brown, Alvin Abraham Simon
Hearing Site: Boca Raton, FL
| | $0 |
| 12-01584 | 10/26/2012 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Antonio Rossi
Respondent Lawyers(s): Antonio Rossi
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
| | $0 |
| 11-04757 | 10/23/2012 | Claimant(s): Andrew Menachem
Claimant Lawyers(s): Laura R. Whetstone
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Allison D. Patton
Arbitrator(s): David M. Levine
Hearing Site: Miami, FL
| | $0 |
| 10-00724 | 10/19/2012 | Claimant(s): Lee Linden
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Martin M. Van Luven, Sylvia D. Stiller, Kenneth Steven Halpern
Hearing Site: Boca Raton, FL
| | $0 |
