| 10-05591 | 03/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Ho
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Nicolas Castaneda
Respondent Lawyers(s): Alan Baskin
Arbitrator(s): Paul C. Bookidis, Paul A. Cash, Loren Scott Buell
Hearing Site: Phoenix, AZ
| | $0 |
| 12-00705 | 03/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley & Co.
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Michael Highfill
Respondent Lawyers(s): Lance Arney
Arbitrator(s): Mark A. Myers, James Kee Irvin, Richard J. Clement
Hearing Site: Jackson, MS
| | $0 |
| 12-00738 | 03/12/2013 | Claimant(s): Constantine A. Makris and Suzanne Makris
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg Garneau
Arbitrator(s): Edward W. Morris, Richard C. Antonelli, Sherrill Ruth Austin
Hearing Site: Newark, NJ
|  | $0 |
| 11-01801 | 03/08/2013 | Claimant(s): Humberto Salinas
Claimant Lawyers(s): Thomas J. Meagher
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Daniel M. Yamshon, Robert Mallin Hirsch, Alden Sharp Adkins
Hearing Site: San Francisco, CA
| | $0 |
| 11-03111 | 03/06/2013 | Claimant(s): Nancy Thomas, Nancy K. Thomas Revocable Trust U/A/D 97
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Lawrence Goldberg, Donald Theodore Ryce, Harris Gally
Hearing Site: Boca Raton, FL
| | $0 |
| 10-05115 | 03/01/2013 | Claimant(s): John Darnell
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William Hohauser
Arbitrator(s): James R. Augustine, W. Merrill Glasgow, Stacey L. Barnes
Hearing Site: Houston, TX
| | $0 |
| 12-01922 | 02/27/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Brent Burrows
Respondent Lawyers(s): Otto K. Hilbert
Arbitrator(s): Mary C. Davis
Hearing Site: Denver, CO
| | $0 |
| 12-02062 | 02/27/2013 | Claimant(s): Beverly Lawson
Claimant Lawyers(s): Eric Lawson
Respondent(s): Erna McReynolds, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Albany, NY
| | $0 |
| 11-03407 | 02/21/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): John K. Wells
Respondent(s): Carlos Molina, Jorge Carreras
Respondent Lawyers(s): Jacob W. Buchdahl
Arbitrator(s): Annette B. Meyers, Sherri L. Hughes, Marianne C. Hussey
Hearing Site: New York, NY
| | $0 |
| 11-00219 | 02/20/2013 | Claimant(s): Michael Gallagher and Mary Gallagher
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tom Briody
Arbitrator(s): Carol H. Gold, Edward F. Koren, Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
| | $0 |
