| 12-04102 | 06/05/2013 | Claimant(s): Thomas Dolan
Claimant Lawyers(s): Thomas F. Dolan
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): John C. Yeoman
Hearing Site: Atlanta, GA
|  | $163 |
| 10-04448 | 05/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Leopold Monaco
Respondent Lawyers(s): Leopold T. Monaco
Arbitrator(s): Alan Stamm, Alan S. Mevis, James H. Fehlberg
Hearing Site: Portland, OR
| | $0 |
| 12-03759 | 05/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Melissa A. Bevilacqua
Respondent(s): Jack Zotti
Respondent Lawyers(s): Jack Zotti
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
| | $0 |
| 13-00115 | 05/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Yana Kromo
Respondent(s): John Zangari
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL
| | $0 |
| 12-04237 | 05/28/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Waldyr Prado
Respondent Lawyers(s): Waldyr Prado
Arbitrator(s): Daniel P. Lund
Hearing Site: Miami, FL
| | $0 |
| 12-03263 | 05/23/2013 | Claimant(s): Marylyn Siewert Cust Michael Bellotti, Marylyn Stiewert Cust Zachery Rickenbach, Peter K. Siewert, IRA
Claimant Lawyers(s): Marilyn Siewert, Peter K. Siewert
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timm A. VerDuin
Arbitrator(s): Frank R Weaver
Hearing Site: San Francisco, CA
| | $163 |
| 12-03237 | 05/22/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Jessica Winczner
Respondent Lawyers(s): Jessica T. Winczner
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
| | $0 |
| 10-02178 | 05/21/2013 | Claimant(s): John Freund
Claimant Lawyers(s): Daniel S. Tarlow
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc., Morgan Stanley Smith Barney Holdings, LL
Respondent Lawyers(s): Mauricio S. Beugelmans
Arbitrator(s): B. J. Krintzman, Norman Foxman, John J. Mager
Hearing Site: Boston, MA
| | $0 |
| 11-04310 | 05/21/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Thomas Moore
Respondent Lawyers(s): Thomas Chapley Moore
Arbitrator(s): Stephen P. Hoffman, Charles Sydnor Thompson, David M. Finkel
Hearing Site: Charlotte, NC
| | $0 |
| 12-04120 | 05/21/2013 | Claimant(s): Judith Manulkin, Richard Manulkin
Claimant Lawyers(s): Alan R. Perry
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Lita S Menkin
Hearing Site: Atlanta, GA
| | $64,679 |
