| 21-02264 | 03/23/2023 | Claimant(s): Estate of Ellard (through PR)
Claimant Lawyers(s): Anthony F. Fata
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Dianne Marie Onichimowski, Mark W Solock, Matthew James Mc Carter
Hearing Site: Chicago, IL
|  | $782,273 |
| 21-02651 | 03/22/2023 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Gregory Novak, Tracy Druce
Respondent Lawyers(s): Gregory Novak, Tracy Druce
Arbitrator(s): Linda Broocks, Daniel J. Pagnano, William G Brown
Hearing Site: Houston, TX
| | $260,436 |
| 22-02487 | 03/21/2023 | Claimant(s): Estate of Richard W. Shettle
Claimant Lawyers(s): Greg Shettle
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): William A. Barrett
Hearing Site: Hartford, CT
| | $19,167 |
| 22-01633 | 03/20/2023 | Claimant(s): Marc Knobloch
Claimant Lawyers(s): Michael J. Giarrusso
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Edith M. Novack
Hearing Site: Jersey City, NJ
| | Dismiss by Rule 12206 |
| 20-03924 | 03/10/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Ryan Hyslop
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Charles Chia-Lin Hsieh
Hearing Site: San Diego, CA
| | |
| 22-00122 | 03/09/2023 | Claimant(s): Paul E. Vaz Trucking.
Claimant Lawyers(s): John D. Pernick
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Lawrence R. Mills, Sarah Jane Militello, Bruce J Highman
Hearing Site: San Francisco, CA
| | Expungement |
| 20-03838 | 03/08/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Antoine Souma
Respondent Lawyers(s): Jeffrey K. Riffer
Arbitrator(s): Robert D. Sussin, Michael Craig Ditty, Elisabeth Celeste Camaur Crampton
Hearing Site: Los Angeles, CA
| | |
| 21-00485 | 03/07/2023 | Claimant(s): Mryna Greene
Claimant Lawyers(s): Imran H. Ansari
Respondent(s): Devin Marino, Morgan Stanley, Robert Stolar
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Elizabeth Gilbert, Mary P. Bass, Bryan Lane Berson
Hearing Site: New York, NY
| | Expungement |
| 19-00948 | 02/27/2023 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Christopher Armstrong, Morgan Stanley, Randall Kiefner
Respondent Lawyers(s): Clinton W. Marrs, Thomas J. Momjian
Arbitrator(s): Catherine Stewart, Olugbenga Sopeju, Toni Anne Williams
Hearing Site: Jersey City, NJ
| | |
| 22-01721 | 02/22/2023 | Claimant(s): John Posey
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | |
