Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01817 | 02/20/2015 | Claimant(s): Sadie's Surprise Claimant Lawyers(s): Gary Menzer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): James W. Geiger Hearing Site: Boca Raton, FL |  | Expungement |
| 13-02618 | 10/15/2014 | Claimant(s): Ofelia Casillas IRA Claimant Lawyers(s): Gary Menzer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | | Expungement |
| 12-01787 | 07/22/2014 | Claimant(s): April Ylvisaker Claimant Lawyers(s): Gary Menzer Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Kelli Hartsook Arbitrator(s): Valerie Ann Roche, June Y. Kilmarx, William Norton Hearing Site: Augusta, ME | ||
| 13-00230 | 05/15/2014 | Claimant(s): Irene Theis Claimant Lawyers(s): Gary Menzer Respondent(s): Invest Financial Corporation Respondent Lawyers(s): John Rock Arbitrator(s): Frederick Ramos Hearing Site: Minneapolis, MN | | Expungement |
| 12-02911 | 04/15/2014 | Claimant(s): Iride Champion Claimant Lawyers(s): Gary Menzer Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Celeste A. Beron Hearing Site: Columbia, SC | | $0 |
| 12-01716 | 01/23/2014 | Claimant(s): Gene K Glasser and Jewel Bertman Trustee Claimant Lawyers(s): Gary Menzer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL | | Expungement |
| 12-02901 | 01/10/2014 | Claimant(s): Louisa Alben IRA, Louisa Alben Living Trust Claimant Lawyers(s): Gary Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brad Jacobs Arbitrator(s): Jack D. Elmquist, Peter N. Thompson, Joan L. Volz Hearing Site: Minneapolis, MN | | Expungement |
| 11-04698 | 07/12/2013 | Claimant(s): Bentley Stanton Claimant Lawyers(s): Gary Menzer Respondent(s): Douglas Leone Respondent Lawyers(s): Dan A. Druz Arbitrator(s): Bruce W. Bennett Hearing Site: Atlanta, GA | | Expungement |
| 12-00628 | 01/24/2013 | Claimant(s): Gail Jefferson IRA Claimant Lawyers(s): Gary Menzer Respondent(s): LPL Financial LLC, Paul Fitzpatrick Respondent Lawyers(s): Brad Jacobs Arbitrator(s): John A. Morin, Nickolas F. Monteforte, Susan E. Maloney Hearing Site: Boston, MA | | Expungement |
| 11-02536 | 11/20/2012 | Claimant(s): Martha Rudnick Claimant Lawyers(s): Gary Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Saly Glassman Respondent Lawyers(s): Matthew E. Wolper Arbitrator(s): John E. Sutton, Harold S. Stern, Peter A. Portley Hearing Site: Boca Raton, FL | | Expungement |