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FINRA Awards for Gary Menzer

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Displaying 21-30 out of 34 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0121305/07/2015Claimant(s): Cathie Legault, Ronald Legault
Claimant Lawyers(s): Gary Menzer, Michael Hill
Respondent(s): George Carris, Jason Barter, John Carris Investments LLC
Respondent Lawyers(s): George William Carris, Jason Christian Barter
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark Icon$205,269
13-0181702/20/2015Claimant(s): Sadie's Surprise
Claimant Lawyers(s): Gary Menzer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0261810/15/2014Claimant(s): Ofelia Casillas IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0178707/22/2014Claimant(s): April Ylvisaker
Claimant Lawyers(s): Gary Menzer
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Valerie Ann Roche, June Y. Kilmarx, William Norton
Hearing Site: Augusta, ME
13-0023005/15/2014Claimant(s): Irene Theis
Claimant Lawyers(s): Gary Menzer
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): John Rock
Arbitrator(s): Frederick Ramos
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
12-0291104/15/2014Claimant(s): Iride Champion
Claimant Lawyers(s): Gary Menzer
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Celeste A. Beron
Hearing Site: Columbia, SC
Checkmark Icon$0
12-0171601/23/2014Claimant(s): Gene K Glasser and Jewel Bertman Trustee
Claimant Lawyers(s): Gary Menzer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0290101/10/2014Claimant(s): Louisa Alben IRA, Louisa Alben Living Trust
Claimant Lawyers(s): Gary Menzer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): Jack D. Elmquist, Peter N. Thompson, Joan L. Volz
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
11-0469807/12/2013Claimant(s): Bentley Stanton
Claimant Lawyers(s): Gary Menzer
Respondent(s): Douglas Leone
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
Checkmark IconExpungement
12-0062801/24/2013Claimant(s): Gail Jefferson IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): LPL Financial LLC, Paul Fitzpatrick
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): John A. Morin, Nickolas F. Monteforte, Susan E. Maloney
Hearing Site: Boston, MA
Checkmark IconExpungement

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