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FINRA Awards for Louisa Alben IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0290101/10/2014Claimant(s): Louisa Alben IRA, Louisa Alben Living Trust
Claimant Lawyers(s): Gary Menzer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): Jack D. Elmquist, Peter N. Thompson, Joan L. Volz
Hearing Site: Minneapolis, MN
Checkmark IconExpungement

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