14-02430 | 09/06/2016 | Claimant(s): Michael Consolo Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Michael Nathanson, Raymond P. Buschmann Hearing Site: Chicago, IL
| | Expungement |
15-01499 | 08/31/2016 | Claimant(s): Deborah Howland, Leon Howland Claimant Lawyers(s): Richard B. Fosher Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Lynn Hirschfeld Brahin, Raymond P. Buschmann, William Gibson Heller Hearing Site: Indianapolis, IN
| | $0 |
15-00398 | 08/10/2016 | Claimant(s): Dan Malauskas, Sharon Malauska Claimant Lawyers(s): Bradley D. Schnur Respondent(s): Anastasios Belesis, Baris Cabalar, John Thomas Financial Respondent Lawyers(s): Anthony C. Varbero, Thomas J. McCabe, Tom Belesis Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL
| | Stipulated Award |
15-01217 | 07/12/2016 | Claimant(s): David A. Noyes & Company Claimant Lawyers(s): Daryl M. Schumacher Respondent(s): Anthony Falco, John Bouckaert, Peter Vick, Thomas Bono, Monere Investments. Respondent Lawyers(s): Bernard F. Doyle, Robert J. Trizna Arbitrator(s): Sanford J. Prizant, Champ W. Davis, Raymond P. Buschmann Hearing Site: Chicago, IL
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12-03703 | 05/06/2016 | Claimant(s): Adrienne Byrne, Corinne Marks, Errol Rafacz, Kimberly Livingston, Martin Rafacz, Nichole Arnott, Pamela Rafacz-Serna, Last Will & Testament of Henry J. Rafacz Claimant Lawyers(s): Adrienne Byrne, Corinne Marks, Errol Rafacz, Kimberly Livingston, Martin Rafacz, Nichole Arnott, Pamela Rafacz-Serna Respondent(s): Scottrade Inc. Respondent Lawyers(s): Christopher S. Pickett Arbitrator(s): Raymond P. Buschmann, Adrian E. Mazar, James A. Murphy Hearing Site: Chicago, IL
| | $0 |
13-01369 | 11/13/2015 | Claimant(s): William Call Claimant Lawyers(s): Steven D Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Samuel B. Garber, Rita J. Jacyna Curley, Raymond P. Buschmann Hearing Site: Chicago, IL
| | $0 |
13-01981 | 07/21/2015 | Claimant(s): David Turza, Erin Turza as custodian for Lauren Turza, Erin Turza as custodian for Samantha Tur Claimant Lawyers(s): Laurence M. Landsman, Nicholas P. Iavarone Respondent(s): Wells Fargo Advisors, UBS Financial Services Inc., Richard Ceffalio Respondent Lawyers(s): Angela A. Turiano, Michael Naccarato, Stephany D. McLaughlin Arbitrator(s): Jerome F. Crotty, Lynn Hirschfeld Brahin, Raymond P. Buschmann Hearing Site: Chicago, IL
| | Expungement |
13-03638 | 04/16/2015 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Shira Forman Respondent(s): David Kosobucki Respondent Lawyers(s): David Kosobucki Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL
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13-01787 | 09/12/2014 | Claimant(s): Annette Bosco, Diane Rubel, Mary Borowiak, Michael Borowiak, Richard Rubel, The Bosco Family Trust 6/25/96, The Bosco Family Trust 7/31/96, The Mary Borowiak Trust Claimant Lawyers(s): W. Scott Greco Respondent(s): Richard Landi, Robert Mather, Roger Leibowitz, RBC Capital Markets LLC, Allied Beacon Partners. Respondent Lawyers(s): Debra A. Jenks, Ronald Kane, Steven S. Biss Arbitrator(s): Theodore W. Wrobleski, Mary A. Duffy, Raymond P. Buschmann Hearing Site: Chicago, IL
| | Stipulated Award |
12-03494 | 08/19/2014 | Claimant(s): Craig Urban Claimant Lawyers(s): Craig B. Urban Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Anna Wermuth Arbitrator(s): Rody P. Biggert, Raymond P. Buschmann, Harvey R. Herman Hearing Site: Chicago, IL
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