| 06-04625 | 09/14/2007 | Claimant(s): Betty Gray
Claimant Lawyers(s): Richard C. Downing
Respondent(s): Charles George, Citigroup Global Markets.
Respondent Lawyers(s): Donald J. Mehan, Hugo A. Hilgendorff
Arbitrator(s): Ronald R. Wilhelm, Elton W. Chartrand, Carolyn L. Witherspoon
Hearing Site: Little Rock, AR
|  | $1,157,380 |
| 06-03969 | 09/13/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jennifer Burke
Respondent(s): Renee Isely, Robert Tobin
Respondent Lawyers(s): Mark P. Carey
Arbitrator(s): William Henry Joseph, David R. Bolnick
Hearing Site: New York, NY
| | |
| 06-03970 | 09/13/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): Renee Isely
Respondent Lawyers(s): Mark P. Carey
Arbitrator(s):
Hearing Site: New York, NY
| | |
| 07-00333 | 09/10/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jerad Rissler
Respondent(s): Jason Blum
Respondent Lawyers(s): Jason H. Blum
Arbitrator(s): Lanny M. Leff, John Uustal, Raymond W. Snow
Hearing Site: Boca Raton, FL
| | |
| 03-08225 | 09/05/2007 | Claimant(s): Jeff Karnes, Jeremy Voye, Sarah Hedges
Claimant Lawyers(s): Amir H. Tadjedin
Respondent(s): Citigroup Global Markets., Jack Grubman, Kevin Keating
Respondent Lawyers(s): Nancy E. Nunan
Arbitrator(s): Marshall Passman, Louis Nebel
Hearing Site: Washington, DC
| | Stipulated Award and Expungement |
| 06-02362 | 09/05/2007 | Claimant(s): Ruth Barden-Whitlow
Claimant Lawyers(s): Gregory S. Larsen
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Gordon F. Linke, Henry G. Plaster, Marvin P. Pastel
Hearing Site: Norfolk, VA
| | $42,000 |
| 06-04623 | 08/30/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Christopher McAdoo
Respondent Lawyers(s): Patrick B. Calcutt
Arbitrator(s): Lawrence Zenville Rosenberg, George E. Bouse, Daniel B. Daugherty
Hearing Site: Tampa, FL
| | |
| 06-04542 | 08/22/2007 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Jason Wands
Respondent Lawyers(s): Jason A. Wands
Arbitrator(s): William W. Marchant, Frank Samuel Perri, John E. Baynum
Hearing Site: Raleigh, NC
| | |
| 07-00817 | 08/20/2007 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings.
Claimant Lawyers(s): Gregory R. Crochet
Respondent(s): William Evans
Respondent Lawyers(s): William Dexter Evans
Arbitrator(s): Barbara Marie Bantivoglio
Hearing Site: Columbia, SC
| | |
| 07-00273 | 08/15/2007 | Claimant(s): Stanley Legum
Claimant Lawyers(s): Stanley D. Legum
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Christopher M. Galusha
Arbitrator(s): Donald B. Vaden, James Tyler Pugh, Overman Randolph Rollins
Hearing Site: Norfolk, VA
| | |
