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FINRA Awards for Mark P. Carey

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0396909/13/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jennifer Burke
Respondent(s): Renee Isely, Robert Tobin
Respondent Lawyers(s): Mark P. Carey
Arbitrator(s): William Henry Joseph, David R. Bolnick
Hearing Site: New York, NY
06-0397009/13/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): Renee Isely
Respondent Lawyers(s): Mark P. Carey
Arbitrator(s):
Hearing Site: New York, NY

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