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FINRA Awards for Citigroup Global Markets.

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Displaying 111-120 out of 814 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0203601/09/2020Claimant(s): Michael Grace
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kate Brooker Evans
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
19-0146312/27/2019Claimant(s): Kevin Collison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Larry E. Ray
Hearing Site: Washington, DC
18-0435711/25/2019Claimant(s): Jeffrey Damasco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
19-0110211/21/2019Claimant(s): Thomas Clark
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
16-0259310/29/2019Claimant(s): Alexandre Santos
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Citigroup Global Markets., Citibank, N.A.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Michael J McAllister, Daniel Robbins, Richard Gee
Hearing Site: New York, NY
19-0003510/24/2019Claimant(s): Francesco Traina
Claimant Lawyers(s): Michelle M. Atlas
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
19-0001510/08/2019Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley & Co., Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Chan Nam
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0377009/24/2019Claimant(s): Bella Verkhovsky
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Brian Sodol, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
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19-0127009/17/2019Claimant(s): Rogelio Silva
Claimant Lawyers(s): Rogelio Silva
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Thomas R. Dreiling
Hearing Site: Seattle, WA
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18-0408709/13/2019Claimant(s): Carlos Martinangeli
Claimant Lawyers(s): David C. Silver
Respondent(s): Gonzalo Perez-Verdia, Citigroup Global Markets.
Respondent Lawyers(s): Scott W. Atherton
Arbitrator(s): Robert G. Geeseman, Linda M. Foster-Wells, Paul J. Burkhart
Hearing Site: Boca Raton, FL
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