Potomac Analytics' Logo

FINRA Awards for Tampa, FL

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 331-340 out of 541 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0425708/02/2013Claimant(s): Jim F. Eddins and Janet A. Eddins
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Dennis Makarewicz, First Security Capital Management., First Security Capital Management
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Gordon G. Bowles, Darryl C. Wilson, Thomas F. Icard
Hearing Site: Tampa, FL
Checkmark Icon$0
11-0421007/25/2013Claimant(s): The Estate of Eugene R. Smith III
Claimant Lawyers(s): Robert Lott
Respondent(s): Darryl Bryant, David Miller, Fortune Financial Services., Triad Advisors.
Respondent Lawyers(s): Daniel I. MacIntyre, Peter B. King, Vincent M. Roskovensky
Arbitrator(s): Carole M. Crosby, Ronald A. Isackson, James Douglas Amrhein
Hearing Site: Tampa, FL
Checkmark IconExpungement
12-0014107/25/2013Claimant(s): Michel Rosen, Naomi Rosen
Claimant Lawyers(s): Susan R. Healy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Langfred W. White, Robert S. Anderson, Keith M. Crouse
Hearing Site: Tampa, FL
Checkmark IconExpungement
10-0579707/24/2013Claimant(s): Nancy Braun, Stanley Braun, The Braun Family LLC, The Trevor M. Braun Irrevocable Trust
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Thomas J. Patka, Elizabeth A. Townes, John Hughes Verchot
Hearing Site: Tampa, FL
Checkmark IconExpungement
11-0361307/23/2013Claimant(s): Asset Protection Plans.
Claimant Lawyers(s): S. David Anton
Respondent(s): Oppenheimer & Co.., Joseph Vaccaro
Respondent Lawyers(s): Peter Byer, Ruthann Granito Niosi
Arbitrator(s): Richard R. Logsdon, Darlene M. Andert, Steele Thomas Williams
Hearing Site: Tampa, FL
Checkmark Icon$0
11-0236907/12/2013Claimant(s): Paula Dumas
Claimant Lawyers(s): Joel Ewusiak
Respondent(s): Gordon Jones, Donald L. Hagan d/b/a Day Hagan
Respondent Lawyers(s): Andrew Clayton
Arbitrator(s): Edith N. Dinneen, Darryl C. Wilson, Keith M. Crouse
Hearing Site: Tampa, FL
12-0375607/10/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Michael Gibson
Respondent Lawyers(s): Michael M. Gibson
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
12-0084107/03/2013Claimant(s): Julius Padgett
Claimant Lawyers(s): Julius Ronald Padgett
Respondent(s): Ameriprise Financial Services., Timothy Gillis
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Randall T. Stack, Gregory D. Hoffmann, Jack A. Helms
Hearing Site: Tampa, FL
Checkmark Icon$0
11-0277706/28/2013Claimant(s): Anthony Miller, Arnold Ahonen, Barbara Jones, Barbara Smith, Beverly Griffits, Beverly Sisk, Brooke Walker, Carol Griffin, Carole Kurtz, Carolyn Smith, Cheryl Best, Christina Jaqua, David Anderson, David Bradshaw, David Kurtz, Dee Cook, Denise Marolda, Donald Cochran, Donald Thomas, Donna Devereux-Sherratt, et al
Claimant Lawyers(s): Allen Kent, Anthony H. Miller, Arnold J. Ahonen, Ashley Hall, Babe Warren, Barbara J. Smith, Barbara Jones, Beverly Griffitts, Beverly Sisk, Brent Driskell, Brooke Walker, Carol Griffin, Carole Kurtz, Carolyn Smith, Charles G. Wood, Cheryl Best, Christina Jaqua, David H. Zuber, David Anderson, David Bradshaw, et al
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Paul E. Flora, Elwin Lawrence Saviet, Robert Kevin O'Mara
Hearing Site: Tampa, FL
Checkmark IconExpungement
11-0213906/28/2013Claimant(s): Cynthia Scott
Claimant Lawyers(s): Cynthia Scott
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): John R. Pepe, Alfred Brunette, John B. Roe
Hearing Site: Tampa, FL
Checkmark Icon$0

541 Results

Display: