Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00823 | 01/14/2015 | Claimant(s): Amilkar Capo Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL |  | $0 |
| 14-01594 | 01/14/2015 | Claimant(s): Barbara Arno, Michael Arno Claimant Lawyers(s): John A. Hubbard Respondent(s): LPL Financial LLC, Rob Baitinger Respondent Lawyers(s): Michael Regan Arbitrator(s): H. Steven Holtzman Hearing Site: Tampa, FL | | $600 |
| 14-02361 | 01/06/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Candius Bannister Respondent Lawyers(s): Candius J. Bannister Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL | ||
| 14-01863 | 12/31/2014 | Claimant(s): Stuart Siegel Claimant Lawyers(s): Edwin B. Kagan Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Leon T. Kogan Arbitrator(s): Brian G. Mooney Hearing Site: Tampa, FL | ||
| 13-03203 | 12/29/2014 | Claimant(s): Patricia Dennis Claimant Lawyers(s): Jason P. Ramos Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Edith N. Dinneen, Augusto V. Perrotta, Gary E. Marcus Hearing Site: Tampa, FL | | $0 |
| 13-00293 | 11/26/2014 | Claimant(s): Fredrick Griffin Claimant Lawyers(s): Richard B. Fosher Respondent(s): Rockwell Global Capital LLC Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): William S. Glickfield, William H. Fleece, Arthur J. Zelenak Hearing Site: Tampa, FL | | $306,132 |
| 13-01863 | 11/14/2014 | Claimant(s): Barry Toole Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): William F. Glaser, Thomas R. Carlsen, Shannon Nicole Boyd Hearing Site: Tampa, FL | ||
| 14-00819 | 10/31/2014 | Claimant(s): Barbara Gusie, Carl Gusie Claimant Lawyers(s): Rasheed Karim Allen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Dempsey Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Alfred Brunette Hearing Site: Tampa, FL | | $0 |
| 13-02330 | 10/21/2014 | Claimant(s): George Adams Claimant Lawyers(s): Vincent Imbesi Respondent(s): Jamie Flack, William Flack Respondent Lawyers(s): Peter B. King Arbitrator(s): Langfred W. White Hearing Site: Tampa, FL | Expungement | |
| 12-03976 | 10/02/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Craig D. Stein Respondent(s): Daniel Curkan Respondent Lawyers(s): John R. Kiefner Arbitrator(s): Colleen Grace, Sharon Lee Chernin, Richard Kennard Hurley Hearing Site: Tampa, FL |