| 17-00624 | 10/02/2017 | Claimant(s): Geoffrey Frazier
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Kimberly A. Koves
Arbitrator(s): Muriel Desloovere, Erin Kathleen Linehan, Brian Patrick Quinn
Hearing Site: Tampa, FL
| | |
| 17-00937 | 09/19/2017 | Claimant(s): Ronald Oldano
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Tamara Powers
Respondent Lawyers(s): Tamara Powers
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
| | Expungement |
| 17-00864 | 08/17/2017 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Timothy Bryant
Respondent Lawyers(s): Timothy Clark Bryant
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | |
| 17-00443 | 07/18/2017 | Claimant(s): Steven McTaggart
Claimant Lawyers(s): Brian K. Oblow
Respondent(s): Allen & Company Of Florida.
Respondent Lawyers(s): Michael J. Stanton
Arbitrator(s): Richard S. Zaifert, Patrick D. King, Philip L. Manczak
Hearing Site: Tampa, FL
| | |
| 16-00035 | 07/03/2017 | Claimant(s): David Kalin, The David P. Kalin Roth IRA
Claimant Lawyers(s): David Neuman
Respondent(s): Michael Clements, Avenir Financial Group
Respondent Lawyers(s): Michael Todd Clements, Michael Clements
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
|  | Expungement |
| 15-01579 | 06/30/2017 | Claimant(s): Antoinette Hawkins, Jack Hawkins
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Nancy Biddle, National Planning Corporation
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Roger W. Van Deusen, Ian S. Greig, John T. Luce
Hearing Site: Tampa, FL
| | Expungement |
| 17-00263 | 06/26/2017 | Claimant(s): Primary Capital
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Emanuel Xenick, International Assets Advisory
Respondent Lawyers(s): Aiman S. Farooq
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 16-00077 | 06/23/2017 | Claimant(s): John Wheeler
Claimant Lawyers(s): John R. "Jack" Kiefner
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): John P. Cullem, Richard Kennard Hurley, John Alan Hawke
Hearing Site: Tampa, FL
| | |
| 16-02054 | 06/01/2017 | Claimant(s): Bethine Filion, B. Filion as Ben. of Bethine Filion IRA, B. Filion as Ben. of Richard Filion IRA, Filion Family Living Trust dtd 1/18/1992
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Garry Savage, Wall Street Strategies.
Respondent Lawyers(s): Garry N. Savage, Garry Nelson Savage
Arbitrator(s): Gayle B. Carlson, Frank Brenner, Walter William Blenner
Hearing Site: Tampa, FL
| | $769,300 |
| 15-03339 | 05/31/2017 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Nancy Kimball Mellon
Respondent Lawyers(s): Nancy Kimball Mellon
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | |
