| 18-02752 | 04/25/2019 | Claimant(s): Byron Holz
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): American General Securities Incorporated
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
| | |
| 17-01284 | 04/18/2019 | Claimant(s): Vincent Kimberly Del Corso Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): John P. Cullem, David M. Snyder, Philip L. Manczak
Hearing Site: Tampa, FL
|  | Expungement |
| 18-01984 | 03/27/2019 | Claimant(s): Brian Thomas
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
| | |
| 18-02141 | 03/11/2019 | Claimant(s): Evan Guido
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Wendy L. Schueller
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
| | |
| 17-00253 | 03/05/2019 | Claimant(s): James Hall
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Michael Rees
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Russell W. Merriman, Bryant Ashley Scriven, Leslie Ann Thornton
Hearing Site: Tampa, FL
| | |
| 17-02200 | 02/07/2019 | Claimant(s): Joel Christie, Kusum Christie
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gerry Giurato
Arbitrator(s): Gary E. Marcus, John Alan Hawke, David Schwartzberg
Hearing Site: Tampa, FL
| | Expungement |
| 18-03601 | 01/21/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Rameshwar Ramcharran
Respondent Lawyers(s): Rameshwar Ramcharran
Arbitrator(s): Gregory D. Hoffmann
Hearing Site: Tampa, FL
| | |
| 17-01999 | 01/18/2019 | Claimant(s): Nancy Mellon
Claimant Lawyers(s): Nancy Kimball Mellon
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Peter Roome
Respondent Lawyers(s): Patricia Cowart, Peter D. Roome
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | Expungement |
| 17-01706 | 01/16/2019 | Claimant(s): Joseph Collins, The Joseph L. Collins Rollover IRA
Claimant Lawyers(s): Joseph L. Collins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Maurice M. Feller, Gayle B. Carlson, Christopher William Crowley
Hearing Site: Tampa, FL
| | Expungement |
| 18-02716 | 12/18/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Peter Walsworth
Respondent Lawyers(s): Peter James Walsworth
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
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