| 07-02901 | 01/23/2009 | Claimant(s): Kenneth Chyten
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Dennis Devaney, United Capital Markets.
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Kenneth I. Rosenblum, Edward J. Costello, Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
|  | Expungement |
| 08-00326 | 01/23/2009 | Claimant(s): Amardeep Misha, Elizabeth Twaddell, The Amardeep Misha & Elizabeth Twadell L
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): David Lowi, William Evans, Stone & Youngberg
Respondent Lawyers(s): Cara L. Meredith
Arbitrator(s): Alexander L. Mazour, Amy Seltzer, Walter J. Huntley
Hearing Site: San Francisco, CA
| | $250,000 |
| 08-02109 | 01/22/2009 | Claimant(s): Jennifer Smith
Claimant Lawyers(s): Jennifer Smith
Respondent(s): Wells Fargo Investments, Jerron Jackson, John Bivens, Stephanie Swan
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Suzanne Viau Chamberlain
Hearing Site: Los Angeles, CA
| | $2,557 |
| 07-03214 | 01/22/2009 | Claimant(s): George Cubberly
Claimant Lawyers(s): George E. Cubberly
Respondent(s): PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Maria D. Cirillo, Robert E. Anderson, Thomas A. Abitabile
Hearing Site: Newark, NJ
| | $0 |
| 08-02503 | 01/21/2009 | Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Yana Gladtskov
Respondent Lawyers(s): Yana Gladtskov
Arbitrator(s): Bill M. Lamoreaux
Hearing Site: Dallas, TX
| | |
| 08-00126 | 01/21/2009 | Claimant(s): David Baiocco, Kathleen Baiocco
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Adolph Tieppo, American Classic Financial Company
Respondent Lawyers(s): Anthony R. Paesano
Arbitrator(s): Jennifer Ann Shandler, William P. Thorpe, Paul Sislin
Hearing Site: Detroit, MI
| | $60,225 |
| 08-00117 | 01/21/2009 | Claimant(s): Daniel J. Day Living Trust, Diane D. Arnold Living Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Wachovia Securities
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Robert J. Walter, Benjamin L. Abramowitz, Clarence B. Johnson, CLU, ChFC
Hearing Site: Orlando, FL
| | $0 |
| 08-02268 | 01/21/2009 | Claimant(s): Esther Hutterer
Claimant Lawyers(s): Esther Hutterer
Respondent(s): Frank Quartararo
Respondent Lawyers(s): Frank Anthony Quartararo
Arbitrator(s): Marilyn J. Salzman
Hearing Site: New York, NY
| | $0 |
| 07-03626 | 01/20/2009 | Claimant(s): David Lobato
Claimant Lawyers(s): David Lobato
Respondent(s): Scottrade.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Martin Domb
Hearing Site: New York, NY
| | $0 |
| 07-02217 | 01/16/2009 | Claimant(s): Albert Watkins, Nancy Watkins
Claimant Lawyers(s): Mark David Hunter
Respondent(s): Anthony Guerrerio, Wedgewood Partners.
Respondent Lawyers(s): Richard B. Walsh
Arbitrator(s): Julius Z. Frager, Robert J. Beck, Donna L. Pavlick
Hearing Site: St. Louis, MO
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