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FINRA Awards for Anthony R. Paesano

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0233808/08/2014Claimant(s): Bruce Reynolds, Patricia Reynolds
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Louis Wright, Thomas Labeau, Wright Asset Management Group.
Respondent Lawyers(s): Anthony R. Paesano, Louis Albert Wright
Arbitrator(s): Robert J. Scafuri, Brace K. Case, Richard Joseph Rankin
Hearing Site: Detroit, MI
Checkmark Icon$276,000
12-0023910/29/2013Claimant(s): Leonard Jarvis, Monica Jarvis, Leonard E. Jarvis Rollover IRA, Monica A. Jarvis Rollover IRA
Claimant Lawyers(s): Matthew W. Frank
Respondent(s): Adolph Tieppo, Florence Klein, Southwest Securities., American Classic Financial Company
Respondent Lawyers(s): Anthony R. Paesano, Florence Kein, Jonathan D. Neerman
Arbitrator(s): John F. Burns, James Patrick Graven, Thomas W. Lawson
Hearing Site: Detroit, MI
Checkmark Icon$50,000
12-0009105/28/2013Claimant(s): Myron Kopin, Dr. Myron Kopin IRA
Claimant Lawyers(s): John Henke
Respondent(s): Adolph Tieppo, Florence Klein, Southwest Securities., American Classic Financial Company
Respondent Lawyers(s): Anthony R. Paesano, Hyman Schaffer, Jonathan D. Neerman, Tiffany Cinquemani
Arbitrator(s): John P. Gouttiere, Lee Hornberger, Lisa Sue Fildes
Hearing Site: Detroit, MI
Checkmark Icon$303,000
08-0012601/21/2009Claimant(s): David Baiocco, Kathleen Baiocco
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Adolph Tieppo, American Classic Financial Company
Respondent Lawyers(s): Anthony R. Paesano
Arbitrator(s): Jennifer Ann Shandler, William P. Thorpe, Paul Sislin
Hearing Site: Detroit, MI
Checkmark Icon$60,225

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