| 07-03366 | 03/03/2009 | Claimant(s): Leslie Buttorff, J & N Realty Company
Claimant Lawyers(s): Susan G. Pray
Respondent(s): Anthony Russo, RBC Dain Rauscher.
Respondent Lawyers(s): Anthony C. Russo, William D. Nelson
Arbitrator(s): Arthur E. Otten, John A. Criswell, Melissa Dawn Hubbard
Hearing Site: Denver, CO
|  | $348,750 |
| 08-00991 | 03/02/2009 | Claimant(s): Dianne Saab, Nicholas Saab, American Voice Corp.
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Stuart M. Rapee, Sanford M. Naiditch, Marie Paulette Levine
Hearing Site: Boca Raton, FL
| | $0 |
| 08-01407 | 03/02/2009 | Claimant(s): Bernard Patrusky, Meredith Patrusky, Meredith Patrusky & George Boronkay, Trs, Meredith Patrusky & Martin Semels, Tee
Claimant Lawyers(s): David L. Wales
Respondent(s): Linda Houston, Merrill Lynch Pierce Fenner & Smith Inc., Robert Boykoff
Respondent Lawyers(s): Catherine R. Murphy
Arbitrator(s): Ann Pinciss Berman, Theresa R. Joyner, Alan Steven Brodherson
Hearing Site: New York, NY
| | $0 |
| 07-02354 | 02/27/2009 | Claimant(s): Sandra Pennington
Claimant Lawyers(s): Jeffrey S. Kruske
Respondent(s): Main Street Security
Respondent Lawyers(s): Rodney K. Vincent
Arbitrator(s): Murray S. Levin
Hearing Site: Wichita, KS
| | $14,337 |
| 08-01913 | 02/27/2009 | Claimant(s): Lanny A. Horwitz Rev Trust
Claimant Lawyers(s): Lanny A. Horwitz
Respondent(s): Citigroup Global Markets
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
| | $213 |
| 08-02702 | 02/27/2009 | Claimant(s): Lorraine Ross
Claimant Lawyers(s): Lorraine C. Ross
Respondent(s): John Forney
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Amy Seltzer
Hearing Site: San Francisco, CA
| | $0 |
| 08-03204 | 02/27/2009 | Claimant(s): Paul Randle, Morgan Randle & John Randle
Claimant Lawyers(s): Paul Randle
Respondent(s): Citigroup Global Markets., Howard Burnett
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $25 |
| 08-02733 | 02/26/2009 | Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Robert Taddeo
Respondent Lawyers(s): Robert Taddeo
Arbitrator(s): Diane Getzler
Hearing Site: Hartford, CT
| | $0 |
| 04-00980 | 02/26/2009 | Claimant(s): Allen Paulson Living Trust
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Lester G. Stiel, Robert W. Vernon, Lisa M. Roth
Hearing Site: San Diego, CA
| | $800,000 |
| 06-05044 | 02/26/2009 | Claimant(s): Ernest Pierson, Ernest C. Pierson IRA
Claimant Lawyers(s): Lewis A. Remele
Respondent(s): Arthur Sherman, Morgan Stanley DW Inc.
Respondent Lawyers(s): August Jamie Schupp
Arbitrator(s): Douglas J. Nesbit, Emily F. Seesel, Marjorie I. Fisher
Hearing Site: Minneapolis, MN
| | $395,000 |
