| 08-00160 | 03/26/2009 | Claimant(s): Michael Doran
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Ralph L. Halpern, David L. Hoffberg, Alan Kenneth Scheff
Hearing Site: Buffalo, NY
|  | Stipulated Award |
| 08-00245 | 03/26/2009 | Claimant(s): Trinity Bui
Claimant Lawyers(s): Nelson M. Zern
Respondent(s): D. Weckstein & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Robert Czik, Andrew J. Gerber, Vincent Cannaliato
Hearing Site: New York, NY
| | $0 |
| 07-02448 | 03/25/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Harry Virunurm
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Richard A. Purkiss, David M. Panko, Howard B. Scherer
Hearing Site: Philadelphia, PA
| | $97,330 |
| 08-02376 | 03/25/2009 | Claimant(s): Richard Wolff, Ruth Wolff
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): Stifel Nicolaus & Company. as Succe
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Robert J. Walter, Stephen A. Saker, Arve Alexander Wikstrom
Hearing Site: Orlando, FL
| | $158,228 |
| 08-03537 | 03/25/2009 | Claimant(s): Elliot Burstein
Claimant Lawyers(s): Elliot L. Burstein
Respondent(s): UBS Financial Services Inc., Sharon Ford
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
| | $1,585 |
| 08-01601 | 03/24/2009 | Claimant(s): Lorena J. Nicoll and Wilbur W. Nicoll
Claimant Lawyers(s): Andrew Stolfmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): John D. Porter, Irving M. Shlesinger, Stanley W. Foy
Hearing Site: Birmingham, AL
| | $50,000 |
| 08-01449 | 03/24/2009 | Claimant(s): The Haig G. Bogossian Trust
Claimant Lawyers(s): Haig G. Bogossian
Respondent(s): Morgan Stanley & Co., Mace Tamse
Respondent Lawyers(s): Daniel Derechin
Arbitrator(s): Stan West, Donald J. Spero, Allen J. Lefton
Hearing Site: Boca Raton, FL
| | $750 |
| 08-01556 | 03/24/2009 | Claimant(s): Robert Goldfine
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): J. Martin McDonough
Hearing Site: New York, NY
| | $213 |
| 08-02904 | 03/24/2009 | Claimant(s): Avraham Amit
Claimant Lawyers(s): Avraham R Amit
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): Ray L. Cox
Hearing Site: Houston, TX
| | $213 |
| 08-03754 | 03/24/2009 | Claimant(s): Paul Sullivan
Claimant Lawyers(s): Scott C. DeLaura
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Howard I. Wilgoren
Hearing Site: New London, CT
| | $0 |
