| 08-04550 | 05/14/2009 | Claimant(s): Douglas Quine
Claimant Lawyers(s): Douglas Boynton Quine
Respondent(s): Computershare Securities Corporation
Respondent Lawyers(s): April J. Lindauer
Arbitrator(s): Marvin H. Ginsky
Hearing Site: Hartford, CT
|  | $330 |
| 08-01552 | 05/13/2009 | Claimant(s): Efficacy Biotech Master Fund Ltd
Claimant Lawyers(s): Andrew R. Dennington
Respondent(s): National Financial Services LLC, Fidelity Capital Markets Services
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Greta Glavis, John H. Knight, Janice L. Sperow
Hearing Site: San Diego, CA
| | $423,634 |
| 08-02281 | 05/13/2009 | Claimant(s): Alan Bonebrake, Cecilia Johnson, Chrisenda Smith, Clarence Koester, Claretta Royal, Colleen Schreiter, Personal Rep, Deroy Harshman, Dona Brungardt, Donald Bremer, Donna Gress, Donna Jacobson, Duane Madison, Dwayne Witt, Elaine Heng, Erma Barrett, Esther Schnitzer, Faith Eyman, George Stukenholtz, Gerald Royal, Helen Ladd, et al
Claimant Lawyers(s): J. L. Spray
Respondent(s): Donald Beary, James Stanfield
Respondent Lawyers(s): Patrick B. Griffin
Arbitrator(s): Richard M. Duxbury, Frederick B. Anderson, Thomas J. Pleiss
Hearing Site: Omaha, NE
| | $10,290,000 |
| 08-03878 | 05/13/2009 | Claimant(s): Michael Ioane
Claimant Lawyers(s): Michael Scott Ioane
Respondent(s): Scottrade.
Respondent Lawyers(s): Ryan M. Blum
Arbitrator(s): Nick G. Tarlson
Hearing Site: San Francisco, CA
| | $2,538 |
| 08-04503 | 05/13/2009 | Claimant(s): Sylvia Ferber TTEE U/A 11/13/97 by Sylvi
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): William R. Alheim
Hearing Site: Boca Raton, FL
| | $24,415 |
| 08-00338 | 05/12/2009 | Claimant(s): Saquana Fowler
Claimant Lawyers(s): Paul Radvany
Respondent(s): Damascus Lee, Ian Bynoe
Respondent Lawyers(s): Damascus Isaiha Lee, 08R0934, Ian Bynoe, 07R4821
Arbitrator(s): Leah G. Rabinowitz, Joan M. Traub, John Murray Carroll
Hearing Site: New York, NY
| | $74,438 |
| 08-00696 | 05/12/2009 | Claimant(s): James Lassiter
Claimant Lawyers(s): Thomas E. Wenbourne
Respondent(s): Matthew Murphy, Wamu Investments.
Respondent Lawyers(s): Steven J. Barnes
Arbitrator(s): Harvey C. Flodin, James A. Bush, Duane Ted Wolfe
Hearing Site: San Diego, CA
| | $10,375 |
| 08-01409 | 05/12/2009 | Claimant(s): Marina Pacific Associates
Claimant Lawyers(s): Peter J. Most
Respondent(s): Wells Fargo Brokerage Services, Wells Fargo Institutional Securities, LL
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Andrew M. Mintzer, George Frederick Garris, Steven J. Feldman
Hearing Site: Los Angeles, CA
| | $0 |
| 08-01675 | 05/11/2009 | Claimant(s): Walter and Hanni L. Lion
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): David A. King
Arbitrator(s): Joan M. Traub, Farrell C. Glasser, Richard E. Castiglioni
Hearing Site: New York, NY
| | $0 |
| 08-03893 | 05/11/2009 | Claimant(s): Robert Regenold
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Matthew W. McInteer
Arbitrator(s): Patricia Gunn
Hearing Site: Denver, CO
| | $213 |
