| 07-03529 | 06/11/2009 | Claimant(s): Richard Johnston & Clotilda J. Johnston
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Alfred H. Kingon
Hearing Site: New York, NY
|  | $0 |
| 05-03310 | 06/10/2009 | Claimant(s): Charlene Thrasher
Claimant Lawyers(s): Ira M. Potter
Respondent(s): Henry Broussard
Respondent Lawyers(s): Henry L. Broussard
Arbitrator(s): James P. O'Grady
Hearing Site: St. Louis, MO
| | $28,308 |
| 08-00926 | 06/10/2009 | Claimant(s): Richard and Carolyn Bland
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Lawrence M. Oberdank, Royce Alan Burns, John F. O'Neill
Hearing Site: Birmingham, AL
| | $21,801 |
| 08-04433 | 06/10/2009 | Claimant(s): Jamie Page
Claimant Lawyers(s): Jamie K Page
Respondent(s): Steven Rosen
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Michael E. Rohde
Hearing Site: Dallas, TX
| | $12,300 |
| 08-04491 | 06/10/2009 | Claimant(s): Dan Schmeidler
Claimant Lawyers(s): Dan Schmeidler
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mai Klaassen
Arbitrator(s): David W. Casey
Hearing Site: Los Angeles, CA
| | $0 |
| 08-00892 | 06/09/2009 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Devin Anthony Donohue
Respondent(s): Vivine Wang
Respondent Lawyers(s): William A. Stahr
Arbitrator(s): Larry Edmonson, Ronald E. Ogden, Otis E. Hackett
Hearing Site: Los Angeles, CA
| | |
| 08-04789 | 06/09/2009 | Claimant(s): Harriet Pearlman and Alan Pearlman JT Te
Claimant Lawyers(s): Alan Pearlman
Respondent(s): Natcity Investments.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
| | $6,797 |
| 08-04797 | 06/09/2009 | Claimant(s): Est. of Barbara D. Whitener, by Susan Pa
Claimant Lawyers(s): Susan W. Parker
Respondent(s): Wachovia Securities, Jason Haney
Respondent Lawyers(s): Alan Rafterman
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
| | $3,996 |
| 08-04071 | 06/09/2009 | Claimant(s): Kathleen Bronkalla
Claimant Lawyers(s): Kathleen Bronkalla
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Michael S. Matek, G. Gale Roberson, Scott Stauffer
Hearing Site: Chicago, IL
| | $0 |
| 08-00659 | 06/08/2009 | Claimant(s): Joan Francis
Claimant Lawyers(s): Michael W. Sillyman
Respondent(s): Lisa Reed, Neuberger Berm
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Jerry H. Friedland, Richard E. Anderson, Merton E. Marks
Hearing Site: Phoenix, AZ
| | $0 |
