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FINRA Awards for Ira M. Potter

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0600112/31/2010Claimant(s): Hans-Dieter Neuen
Claimant Lawyers(s): Ira M. Potter
Respondent(s): Equity Concepts., Smith, Moore & Co.
Respondent Lawyers(s): Daniel E. Diemer, M. Jane Matoesian
Arbitrator(s): Keith E. Mattern, Joseph P. Keaveny, James M. Stern
Hearing Site: St. Louis, MO
05-0331006/10/2009Claimant(s): Charlene Thrasher
Claimant Lawyers(s): Ira M. Potter
Respondent(s): Henry Broussard
Respondent Lawyers(s): Henry L. Broussard
Arbitrator(s): James P. O'Grady
Hearing Site: St. Louis, MO
Checkmark Icon$28,308

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