Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-06001 | 12/31/2010 | Claimant(s): Hans-Dieter Neuen Claimant Lawyers(s): Ira M. Potter Respondent(s): Equity Concepts., Smith, Moore & Co. Respondent Lawyers(s): Daniel E. Diemer, M. Jane Matoesian Arbitrator(s): Keith E. Mattern, Joseph P. Keaveny, James M. Stern Hearing Site: St. Louis, MO | ||
| 09-02974 | 11/17/2010 | Claimant(s): Edward Heet and Barbara Heet Claimant Lawyers(s): Stuart R. Berkowitz Respondent(s): Wachovia Securities Respondent Lawyers(s): Richard H. Kuhlman Arbitrator(s): Mark R. Lee, Joseph P. Keaveny, James M. Stern Hearing Site: St. Louis, MO |  | Stipulated Award and Expungement |